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Feds Using Data Analytics to Turbocharge Insider Trading Enforcement | Corporate Counsel
Law.com· 9 hours agoThe Department of Justice and Securities and Exchange Commission have three words for executives...
Companies Rethink Insider Trading Policies After Novel SEC Win
Bloomberg Law· 4 days agoMost S&P 500 companies write rules to stop employees from using confidential information to trade other businesses’ stock, but some are now thinking about scaling back their ...
Musk Accused of $7.5 Billion of Insider Trades in Investor Suit
Insurance Journal· 14 hours agoElon Musk had inside knowledge of a miss on production and delivery numbers that Tesla Inc. was facing when he sold more than $7.5 billion in stock in 2022, a shareholder in the electric vehicle ...
SEC.gov | Tyler Loudon
U.S. Securities and Exchange Commission· 20 hours agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 26013 / May 31, 2024 Securities and Exchange Commission v. Tyler Loudon, No. 4:24-cv-622 (S.D. Tex. filed Feb. 22, 2024)
Regulatory Roundup for May 2024 | JD Supra
JD Supra· 5 days agoThe SEC adopted extensive new requirements under Regulation S-P that will require broker-dealers, investment companies, registered investment advisers,...
EverCommerce CFO sells shares worth over $47,000 By Investing.com
Investing.com· 5 days agoThe transaction, which took place on May 28, 2024, involved the sale of 4,701 shares of common stock...
Itron SVP sells shares worth over $10k to cover tax By Investing.com
Investing.com· 6 days agoThe transaction, which took place on May 24, 2024, involved the automatic sale of 99 shares at a...
US House of Representatives Passes Financial Innovation and Technology for the 21st Century Act | JD...
JD Supra· 5 days agoFIT21 would provide regulatory certainty for the US digital asset ecosystem, balancing support for innovation with consumer protection. FIT21 would create a regulatory regime for the digital ...
JD Supra: Broker Dealer Regulatory Digest
JD Supra· 3 days agoThe following newsletter provides a roundup summarizing enforcement actions, guidance, rulemakings, and other public statements taken by a federal and/or state financial services regulatory ...
Elisha J. Kobre
The National Law Review· 13 hours agoElisha Kobre, a highly experienced former federal prosecutor, is a partner in the firm’s Government Enforcement and Investigations and Litigation practice groups. Elisha has particular experience ...
