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The SEC slaps NYSE's parent company with a $10M fine for not immediately reporting a hack
ZDNet· 4 days agoThe US Securities and Exchange Commission (SEC) has slapped the Intercontinental Exchange (ICE) with...
SEC Penalizes Anti-Whistleblower Provision in Customer Settlement Agreements | JD Supra
JD Supra· 4 days agoThe SEC has opened a new track in the whistleblower litigation derby. While SEC enforcement actions concerning whistleblower violations are nothing new, ...
SEC Staff Provides Guidance on Cyber Form 8-K Reporting
The National Law Review· 4 days agoSecurities and Exchange Commission (“SEC”) published additional interpretive guidance on reporting...
2 Major Changes to the SEC Climate Disclosure Rule, and What They Mean for Investors
Morningstar· 7 days agoInvestors and companies must navigate major differences in US and international reporting...
VeriSign, Inc. (NASDAQ:VRSN) Shares Sold by Commerce Bank
ETF DAILY NEWS· 5 hours ago(NASDAQ:VRSN – Free Report) by 4.9% in the 4th quarter, HoldingsChannel reports. The institutional investor owned 17,261 shares of the information services provider’s stock after selling 895 ...
Darned if You Do, Darned if You Don’t: Recent Lessons from the SEC On Cyber Reporting | JD Supra
JD Supra· 4 days ago...statement addresses what he characterizes as the persistent filing of “voluntary” cyber incident disclosures by companies that have not determined their respective incident had a material impact on overall “financial condition and results of operations” of the company in accordance with a new SEC...
Confused by the SEC's breach reporting rules? Read this
The Register· 5 days agoThe US Securities and Exchange Commission (SEC) wants to clarify guidelines for public companies...
SEC Clarifies Confusion Concerning Cybersecurity Incident Reporting
The National Law Review· 4 days agoSecurities and Exchange Commission Director of the Division of Corporation Finance Erik Gerding...
SEC Enforcement Director Grewal Doubles Down on Encouraging Self-Reporting | JD Supra
JD Supra· 6 days agoSEC continues to strongly encourage voluntary self-reporting for firms that uncover misconduct. In a recent interview with Law360[1], Securities and Exchange ...
LKQ Co. (NASDAQ:LKQ) Stake Lowered by Ontario Teachers Pension Plan Board
ETF DAILY NEWS· 5 hours agoThe institutional investor owned 9,387 shares of the auto parts company’s stock after selling 6,110...
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