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XRP struggles for gains despite rising evidence that SEC abandoned demand for $2 billion fine
The Forex Market· 1 hour agoThe SEC’s latest reply to the judge suggests a fine of around $100 million, above the $10 million...
Wellington Management Group LLP Decreases Stake in NVR, Inc. (NYSE:NVR)
ETF DAILY NEWS· 6 hours agoLLP reduced its position in NVR, Inc. (NYSE:NVR – Free Report) by 9.5% in the fourth quarter,...
Council Post: Enhancing Organizational Security In The Wake Of Regulation Amendments
Forbes· 8 hours agoThe SEC’s recent amendments to Regulation S-P mandating financial organizations to report...
SEC shoots down Ripple’s argument for a lower penalty
The Cointelegraph· 11 hours agoThe United States Securities and Exchange Commission has criticized Ripple Labs’ latest argument for a lower penalty, arguing that it ...
JD Supra: Recent SEC Rules and Guidance Impose New Obligations on SPACs and Reverse Mergers
JD Supra· 2 days agoOn January 24, 2024, the US Securities and Exchange Commission (SEC) adopted final rules relating to special
Greenwood Capital Associates LLC Sells 458 Shares of HomeTrust Bancshares, Inc. (NASDAQ:HTBI)
ETF DAILY NEWS· 5 hours agoGreenwood Capital Associates LLC trimmed its position in shares of HomeTrust Bancshares, Inc....
SEC and FinCEN Propose New Rule: Mandatory Customer Verification for Investment Advisers in 2024
The National Law Review· 5 days agoOn May 13, the US Securities and Exchange Commission (SEC) and the US Department of the Treasury ...
SEC Modernizes Data Protection Rules for Safeguarding Customer Information | JD Supra
JD Supra· 6 days agoLast month, the Securities and Exchange Commission (the SEC or the Commission) unanimously voted ...
Upstart Texas Stock Exchange aims to be game-changer, but faces uphill climb - Dallas Business...
The Business Journals· 6 days agoDallas-based company, backed by BlackRock Inc. and Citadel Securities LLC, announced on June 5 its...
Hedge Start: What Key Exemptions Apply to Hedge Funds?
The National Law Review· 5 days agoWe have separately discussed the common exemptions from registration of a fund manager with the...