Search results
SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information | JD...
JD Supra· 1 hour agoOn May 16, 2024, the U.S. Securities and Exchange Commission (“SEC”) announced the adoption of amendments to Regulation S-P that were ...
SEC Adopts Amendments to Regulation S-P That Require Reporting Breaches of "Sensitive Customer...
JD Supra· 9 hours agoOn May 15, the Securities and Exchange Commission adopted amendments to Regulation S-P, which covers broker-dealers, registered investment ...
SEC's Gensler Says House Bill Would 'Undermine' Regulator's Crypto, Capital Markets Oversight
CoinDesk via Yahoo Finance· 6 days agoThe Financial Innovation and Technology for the 21st Century Act would hurt investorsand hamper the...
SEC Chair: House Crypto Bill Creates ‘Immeasurable Risk’
PYMNTS.com· 6 days ago...a scheduled vote Wednesday (May 22), Securities and Exchange Commission (SEC) Chair Gary Gensler...
DOL Publishes QPAM Exemption Amendments: Action Items and Considerations for QPAMS, Plan Sponsors |...
JD Supra· 17 minutes agoThe QPAM Exemption plays an important role in the management of assets of employee benefit plans and trusts subject to ERISA. Investment managers to ERISA plan assets commonly ...
HOLD MISSING AUTH SEC Amends Privacy Rule to Establish Data Breach Notification Standard | JD Supra
JD Supra· 9 hours agoRegulation S-P – to establish a federal minimum standard for covered institutions to notify affected individuals of a data breach. While the amendments complement some state notification requirements ...
What is Regulation SCI (Regulation Systems Compliance and Integrity)? | Definition from TechTarget
SearchSecurity.com· 5 days agoRegulation SCI (Regulation Systems Compliance and Integrity) is a set of rules the U.S. Securities and Exchange Commission< ...
UNI price rises 20% after Uniswap Labs' boldly defies SEC notice
CryptoNewsZ.com· 6 days agoUniswap Labs, developers of an effective decentralized trading platform, is being sued by the United...
Uniswap fights back against SEC as the ethereum crackdown continues
CNBC· 7 days agoFor years, the Securities and Exchange Commission has been cracking down on the crypto sector writ...
Spot Ether ETF Approval Proves ETH is Not a Security, Experts Say
Cryptonews· 4 days agoThe recent approval of spot Ethereum exchange-traded funds (ETFs) by the United States Securitiesand...