Ads
related to: securities and exchange commission definition
Search results
JD Supra: New Privacy and Cybersecurity Obligations for Private Fund Sponsors and Managers
JD Supra· 15 hours agoLast week, the Securities and Exchange Commission imposed expanded privacy and cybersecurity obligations on fund managers ...
California Judge Breaks With New York Counterpart, Sends Ripple Securities Lawsuit to Trial
CoinDesk via Yahoo Finance· 12 hours agoA California judge has ruled that a civil securities lawsuit against Ripple will proceed to trial,...
Gateway - Quartz
Quartz· 3 days agoThe US Securities and Exchange Commission (SEC) sued the crypto company Coinbase, one day after filing a lawsuit against Binance. Nearly ...
Deadline for Form 13F Filers for New Reporting Requirements on Executive Compensation Votes Rapidly...
JD Supra· 3 days agoThe Securities and Exchange Commission adopted rule and form amendments that will require institutional investment ...
Virtu Financial LLC Sells 969 Shares of Ambarella, Inc. (NASDAQ:AMBA)
ETF DAILY NEWS· 1 day ago(NASDAQ:AMBA – Free Report) by 14.1% in the fourth quarter, according to the company in its most recent Form 13F filing with the Securities and Exchange ...
JD Supra: Recent SEC Rules and Guidance Impose New Obligations on SPACs and Reverse Mergers
JD Supra· 6 days agoOn January 24, 2024, the US Securities and Exchange Commission (SEC) adopted final rules relating to special purpose acquisition companies ...
Fifth Circuit Strikes Down SEC’s Private Fund Advisers Rule | JD Supra
JD Supra· 3 days agoCircuit Court of Appeals (the Fifth Circuit) ruled, in a unanimous 3-0 decision, to vacate the U.S. Securities and Exchange Commission
Ethereum Gains 3% in Wake of SEC Dropping Its ETH Investigation Without Charges - Decrypt
Decrypt· 2 days agoConsensys sued the SEC.... In its complaint, the company said the SEC had been seeking "to regulate...
JD Supra: Reporting Requirements under the Corporate Transparency Act
JD Supra· 5 days agoThe CTA was enacted to counter, among other things, money laundering and financing of illegal activity by making it more difficult for bad actors to conceal their ownership ...
Q4 2024 Quantum Corp Earnings Call
Thomson Reuters StreetEvents via Yahoo Finance· 3 days agoWe do not intend to update or alter our forward-looking statements once...we are required by applicable law. Please note that our press release and the management statements ...