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GameStop stock plummets as ‘Roaring Kitty’ rambles on live stream
Washington Post· 2 hours agoThe influential investor’s widely anticipated live stream started 25 minutes late, with pounding...
Like Leveraged ETFs? SEC Panel Wants Brokerage Firms to Vet Who Can Trade Such ‘Complex Products.’
Barrons.com· 5 hours agoThe commission’s Investor Advisory Committee wants regulators to first come up with a definition for...
Two Exceptions to FTC’s Non-Compete Ban | ThinkAdvisor
ThinkAdvisor· 2 days agoNotably, the FTC’s definition of senior executive is more limited than the Securities and Exchange ...
Court Hands Private Equity, Hedge Funds a Win on SEC Fee Rules
The Wall Street Journal· 2 days agoA federal court in New Orleans handed Wall Street a win Wednesday, striking down a set of rules the...
Crypto’s Latest Privacy Battle
CoinDesk via Yahoo Finance· 2 days agoAt the end of May the U.S. Security and Exchange Commission's (SEC) newest mass surveillance tool – the Consolidated ...
Should Finfluencers Be Regulated as Financial Advisors?
Barrons.com· 1 day agoAs a practical matter, even if a finfluencer could be subject to SEC oversight as an advisor, they...
Securing Integrity: The SEC and DOJ’s Unified Front and Pursuit of Novel Legal Tactics Against...
JD Supra· 3 days agoThe U.S. Securities and Exchange Commission (“SEC”) and Department of Justice (“DOJ”) have been working increasingly ...
Biden Vetoes Bill Overturning SEC Crypto Accounting Standard SAB 121 – Here's What That Means
Cryptonews· 6 days agoPresident Joe Biden has vetoed a resolution aimed at overturning the U.S. Securities and Exchange ...
House passes Financial Innovation and Technology for the 21st Century Act | JD Supra
JD Supra· 5 days agoWhile we do not expect that FIT21 will be passed by the Senate, it...
House Passes Digital Asset Market Structure Legislation: Financial Innovation and Technology for the...
JD Supra· 4 days agoIn addition, the strong bipartisan vote for FIT21 demonstrates significant support in Congress for digital asset legislation despite the opposition of federal regulators, particularly the Securities ...