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Former Wells Fargo Advisors Sue the Company Over Cross-Selling
Barrons.com· 3 months agoBEST PRACTICES Two former Wells Fargo advisors are suing the firm for breach of contract, unfair...
Matchmaking Opportunity: Nonprofits meet with potential donors
The Brownsville Herald, Texas via Yahoo News· 2 years agoOct. 21—A team from Wells Fargo Advisors played matchmaker on Wednesday between a group of local high net worth individuals and five Brownsville nonprofit organizations, with an eye toward financial ...
Wells Fargo customers report missing deposits to their bank accounts
CBS MoneyWatch via Yahoo Finance· 10 months agoWells Fargo customers took to social media this week to voice their alarm over direct deposits they...
Wells Fargo to pay $35 million penalty over excessive fees, U.S. SEC says
Reuters via Yahoo Finance· 9 months agoNEW YORK (Reuters) -Wells Fargo has agreed to pay a $35 million civil penalty to settle U.S. charges...
Business newsmakers: Cruz named Brevard Public Schools marketing, outreach supervisor
Florida Today via Yahoo News· 1 year agoCruz named Brevard Public Schools marketing, outreach supervisor Brevard Public Schools recently...
Wells Fargo executive Mary Mack, lauded for actions during massive scandal, is retiring
Charlotte Observer via Yahoo News· 1 year agoWells Fargo’s Mary Mack, a top executive in Charlotte, will retire this summer after nearly 40 years...
Local financial advisor joins family business in Greenville, S.C.
Times-News via Yahoo News· 2 years agoDavid Means, former Senior Financial Advisor and Vice President of Investments for Wells Fargo...
Wells Fargo overcharged nearly 11,000 investment accounts with advisory fees, SEC alleges
CNN Business via Yahoo Finance· 9 months agoFor years, Wells Fargo overcharged almost 11,000 investment advisory accounts about $27 million in fees, federal regulators alleged on Friday. The Securities and Exchange Commission said Wells ...
Wells Fargo Wins $3 Million Award in Breakaway RIA Case
Barrons.com· 3 months agoBEST PRACTICES A Finra arbitration panel ordered registered investment advisory firm DayMark Wealth...
SEC investigates Wells Fargo’s cash sweep feature
Banking Dive via Yahoo Finance· 7 months agoThe SEC is investigating the cash sweep options the bank provides to investment advisory clients, adding to the laundry list of regulatory scrutiny the...
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