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Investment Bankers: Fisher Is a Different Beast
WealthManagement.com· 3 days agoFisher Investments, a national registered investment advisor with more than $275 billion in client assets, announced ...
JD Supra: New Privacy and Cybersecurity Obligations for Private Fund Sponsors and Managers
JD Supra· 1 day agoLast week, the Securities and Exchange Commission imposed expanded privacy and cybersecurity obligations on fund managers and sponsors registered with the SEC as ...
The Unpopular Laggards Will Have Their Day Again
FX Empire via Yahoo Finance· 8 hours agoThe rise of mega-cap stocks, especially in the technology sector, has driven markets high. However, it’s also pushed market breadth readings to...
Microsoft Innovation Could Keep It on Top
FX Empire via Yahoo Finance· 8 hours agoMicrosoft Corporation (MSFT) is among the biggest companies on the planet in terms of market capitalization. Its continued innovation on several fronts...
Allworth Acquires $220M RIA in Northern California
WealthManagement.com· 4 days agoAllworth Financial, the Folsom, Calif.-based registered investment advisor with about $22 billion in assets under advisement, has acquired ...
Fidelity Go Review 2024: Pros, Cons and How It Compares - NerdWallet
Nerdwallet· 2 days agoHuman portfolio oversight: The day-to-day investment and trading decisions for portfolios are handled by a team of humans from Strategic Advisors, a < ...
Financial Advisors Slow In Adopting Bitcoin ETFs Despite Self-Directed Investor Surge, BlackRock...
Benzinga· 5 days agoA BlackRock Inc. executive has suggested that financial advisors are proceeding cautiously with...
Advisors ‘wary’ of bitcoin ETFs are on a slow adoption journey, says BlackRock exec
CNBC· 6 days agoThe iShares Bitcoin Trust (IBIT) was among the funds to debut earlier this year. Cohen, BlackRock's...
Understanding the Enhanced Regulation S-P Requirements | JD Supra
JD Supra· 4 days agoThe amendments apply to broker-dealers, investment companies, and registered investment advisers (collectively, “covered institutions ...
Amendment To QPAM Exemption | JD Supra
JD Supra· 20 hours agoThe QPAM Exemption is a prohibited transaction exemption providing broad relief for transactions with employer-sponsored retirement plans (“Plans”) or individual retirement accounts (IRAs) that ...
