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SEC, FinCEN Propose to Mandate Customer Identification Programs for Registered Investment Advisers,...
JD Supra· 2 days agoThe proposed rule follows a FinCEN proposal issued earlier this year that would expressly include RIAs and ERAs in the definition of a “financial
An In-Depth Analysis of the CFPB's Proposed Overdraft Rule — Payments Pros – The Payments Law...
JD Supra· 2 days agoIn this episode of Payments Pros, Josh McBeain and Chris Willis discuss the Consumer Financial Protection Bureau's (CFPB) proposed rule on overdraft fees. The rule, which only applies to large ...
SEC Adopts Significant Cybersecurity Amendments to Regulation S-P | JD Supra
JD Supra· 18 hours agoCommission (SEC) adopted final amendments to Regulation S-P, one year after issuing the proposed amendments (discussed here). Regulation S-P is a set of privacy rules that govern how certain ...
The Third Attempt: Banking Agencies Revive Incentive-Based Compensation Rules for Financial ...
JD Supra· 3 days agoAmong other things, the Proposed Rule would subject certain compensation to recovery for at least seven years after vesting if a “senior executive officer” or “significant risk-taker...
SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers...
JD Supra· 7 days agoIn February 2024, the U.S. Department of the Treasury issued its 2024 Investment Adviser Risk Assessment, which explains that there are “several...
FinCEN and SEC Move Closer to New AML Requirements for Investment Advisers & ERAs | JD Supra
JD Supra· 3 days agoOn May 13, 2024, FinCEN and the SEC jointly proposed a new rule that would require SEC-registered investment advisers and exempt reporting advisers to maintain written customer identification ...
U.S. Congress Extends Statute of Limitations for Economic Sanctions Violations, Implements...
The National Law Review· 6 days agoOn April 24, 2024, President Biden signed into law emergency supplemental appropriations legislation...
AML Reforms Part 1: Remittance Service Providers
The National Law Review· 13 hours agoThe Australian Attorney-General’s Department (Department) has released five papers outlining proposals for extensive reforms to Australia’s anti-money...
Rescheduling Marijuana FAQs: How Do I Submit Comments on DEA’s Proposed Rules? | JD Supra
JD Supra· 4 days agoOn May 16, 2024, the U.S. Drug Enforcement Administration (DEA) released the proposed rule (Proposed Rule) to reschedule marijuana from Schedule I to Schedule III under the Controlled Substances ...
Is Zionism patriotism or racism? Big disagreements over a word in use for 125 years
LA Times via Yahoo News· 2 days agoIt was a fake document that purported to prove that Jews were a cabal sneakily trying to control the...