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Tanglewood Total Wealth Management® named one of the top Registered Investment Advisor firms in 2024...
The Parsons Sun· 1 day agoOn Thursday, Tanglewood Total Wealth Management®, a comprehensive wealth management firm in Houston, announced that it was named one of the top Registered Investment ...
Fifth Circuit Rules SEC Exceeded Its Authority in Adopting Private Fund Advisers Rule
The National Law Review· 10 hours ago...Advisers Rule” (or the Rule) and, accordingly, vacated the Rule in full.[1] The Court’s interpretation of the SEC’s rule-making authority over private fund sponsors under Section 206(4) and 211(h) of the Investment Advisers Act of 1940 (the Advisers Act) and the Dodd-Frank Wall Street and...
Should Finfluencers Be Regulated as Financial Advisors?
Barrons.com· 1 day ago“This is a peculiar situation where the commission has to prove...assert jurisdiction.” As a...
Why Advisors Love the Retirement Planning Field | ThinkAdvisor
ThinkAdvisor· 7 hours agoWhen it comes to writing about the fast-evolving world of retirement planning in the United States,...
BNY Mellon, Pershing bundle services, create big savings for clients - Pittsburgh Business Times
The Business Journals· 1 day agoThe Bank of New York Mellon Corp. announced a bundled offering delivered through Pershing that...
Parallel Advisors Announces Appointment of David Canter to Board of Directors
Digital Journal· 4 days agoCanter, a well respected expert in the Registered Investment Advisor (RIA) industry, will be the first outside board ...
Week’s Best: What Retirement Crisis?
Barrons.com· 7 hours agoMost surveys and reports on Americans’ retirement readiness paint a dark, almost dire picture. The latest installment of the Retirement Confidence Survey...
Recent Tech Selling Signals Big Future Upside
FX Empire via Yahoo Finance· 6 hours agoIf you bought CRM when red signals showed up in 2022-23, you’d be doing well: The same is true for NOW. Buying the red-barred dips in 2022-23 was a...
Focus Financial’s Consolidation Efforts Continue
Barrons.com· 4 days agoBEST PRACTICES Focus Financial Partners said business units of partner firm Connectus Wealth Advisers will be joining partner firms The Colony Group and...
Voya Adds Non-Core Fund Investing to Adviser Managed Accounts | PLANADVISER
PLANADVISER· 3 days agoVoya Financial Inc. is looking to further entice advisers to use its managed account offering by expanding investment options beyond the core defined contribution retirement ...
