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The Biden administration has finalized a controversial new retirement rule — here are 5 things you...
MSN News· 20 hours agoImportant information for anyone seeking retirement planning advice.
JD Supra: How Has the DOL’s Fiduciary Rule Affected Plan Sponsors?
JD Supra· 2 days agoIs it really that bad even for plan sponsors, as we hear from the many critics of the DOL’s newest definition of a fiduciary? It may or may not be, depending in part on whether ...
JD Supra: Labor Department Finalizes Investment Advice Fiduciary Rule Under ERISA
JD Supra· 2 days agoFor the second time in a decade, the Department of Labor (DOL) attempted to expand the reach (and requirements) of the Employee Retirement Income Security Act of 1974 (ERISA). The Final Rule ...
JD Supra: DOL Expands Investment Advice Subject to Fiduciary Liability
JD Supra· 6 days agoFollowing previous failed attempts to expand the fiduciary liability of financial services providers, the DOL released a new rule that broadens the definition of “
Final Fiduciary Rule – Part 2: Conflicted Transaction Relief for Investment Advice Fiduciaries | JD...
JD Supra· 3 days agoThe DOL’s rules apply with respect to retirement plans under ERISA and tax-qualified accounts under the Code, such as individual retirement accounts (IRAs), Archer MSAs, health savings accounts ...
DOL’s Latest Regulatory Package Expands Definition of Fiduciary
The National Law Review· 2 days agoThe Department of Labor ("DOL") recently issued a regulatory package that includes a final rule...
Fifth Circuit Rules SEC Exceeded Its Authority in Adopting Private Fund Advisers Rule
The National Law Review· 15 hours ago...Advisers Rule” (or the Rule) and, accordingly, vacated the Rule in full.[1] The Court’s interpretation of the SEC’s rule-making authority over private fund sponsors under Section 206(4) and 211(h) of the Investment Advisers Act of 1940 (the Advisers Act) and the Dodd-Frank Wall Street and...
The New Fiduciary Rule and Amended PTE 2020-02: Effective Date Considerations | JD Supra
JD Supra· 5 days agoIf the fiduciary advice results in compensation that the advisor would not have received absent the advice (for example, commissions or 12b-1 fees on IRA ...
Learn More About James Bell CFA in Fayetteville, AR.
US News & World Report· 1 day agoJames Bell is a financial advisor in Fayetteville, AR, and have earned their CFA. This professional credential is issued by the CFA Institute, and...
Fiduciary Trust Co Acquires 678 Shares of Kellanova (NYSE:K)
ETF DAILY NEWS· 7 days agoFiduciary Trust Co raised its holdings in shares of Kellanova (NYSE:K – Free Report) by 15.1% in the...
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