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US regulator homes in on malpractice in voluntary carbon markets
Reuters· 5 days agoThe Commodity Futures Trading Commission (CFTC) is investigating greenwashing as part of its...
JPMorgan poised to pay $100 million over CFTC trade reporting violations, source says
Reuters via Yahoo Finance· 3 days agoCommodity Futures Trading Commission is expected as soon as Wednesday to announce a $100 million...
US Regulator to Issue Carbon-Credits Rulebook Within Months
Insurance Journal· 4 days agoThe US Commodity Futures Trading Commission expects to finalize its guidance for carbon credits...
CFTC Report Calls on Agency to Engage in Rulemaking on AI — AI: The Washington Report
The National Law Review· 6 days agoA working group within the Commodity Futures Trading Commission (CFTC) released a report on May 2,...
JPMorgan (JPM) Gets CFTC Order to Pay for Surveillance Lapses
Zacks· 2 days agoFree Report) by the Commodity Futures Trading Commission (“CFTC”) to pay a $200-million civil monetary penalty for ...
CFTC Issues Proposed Rules on Event Contracts | JD Supra
JD Supra· 5 days agoOn May 10, 2024, the Commodity Futures Trading Commission (“CFTC”) issued a notice of proposed rulemaking in which ...
CFTC fines J.P. Morgan Securities $200 million over order surveillance gaps
Pensions & Investments· 2 days agoJ.P. Morgan admitted to the facts in the CFTC order regarding surveillance data gaps and causes of surveillance data gaps, but otherwise neither admitted to nor denied...
JPMorgan to pay $100M for client order monitoring fails: CFTC
InvestmentNews· 2 days agoThe CFTC said Thursday the bank would pay $100 million to settle a multiyear probe into JPMorgan’s ...
CFTC, J.P. Morgan Securities Settle Charges of Supervision Failures
Morningstar· 2 days agoBy Stephen Nakrosis The Commodity Futures Trading Commission on Thursday said it simultaneously filed and settled charges against J.P ...
...Enforcement Director Ian McGinley at the City Bar White Collar Institute: “Trends in the CFTC’s...
CFTC.gov· 2 days agoAs is customary, I’ll start with the standard disclaimer: These comments are my own and do not...
