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FinCEN and SEC Move Closer to New AML Requirements for Investment Advisers & ERAs | JD Supra
JD Supra· 2 days agoOn May 13, 2024, FinCEN and the SEC jointly proposed a new rule that would require SEC-registered investment advisers and exempt reporting advisers to maintain written customer ...
SEC and FinCEN Propose Customer Identification Obligations for Investment Advisers | JD Supra
JD Supra· 2 days agoDepartment of the Treasury’s Financial Crimes Enforcement Network (FinCEN) released a joint notice of a proposed rulemaking (NPRM) that would require federally registered investment ...
ENR's 2024 Top 400 Contractors: Firms Feel Pinch for Profitability
Engineering News-Record· 1 day agoWhen the Federal Reserve hiked interest rates 11 times last year in a bid to control rampant...
Pushing Reg S-P: SEC Adopts Amendments to Modernize and Enhance Regulation S-P | JD Supra
JD Supra· 3 days agoRegulation S-P governs how registered investment advisers, investment companies, broker-dealers, and transfer agents (collectively, “covered institutions ...
Graceland foreclosure sale scheduled; Elvis' heir calls fraud
FOX 13 Memphis· 2 days agoA non-judicial sale of Graceland, Elvis' former home and Memphis landmark, has been scheduled for...
3 High-Potential US Growth Stocks With Up To 26% Insider Ownership
Simply Wall St. via Yahoo Finance· 1 day agoThe United States stock market has shown robust growth, rising 1.7% over the last week and achieving...
SEC Settlement Reflects Continued Scrutiny Regarding Conflicts and Preferential Treatment | JD Supra
JD Supra· 2 days agoThe Adviser advised several separately managed accounts (SMAs) and a private investment fund (Fund) that primarily invested in film and television projects. The Fund’s portfolio ...
Load shedding & water woes: Can South Africa fix its ailing infrastructure?
Al Jazeera· 20 hours agoSince 2007, electricity cuts have become so common that Eskom – the state-owned electricity supplier...
SEC: Financial Orgs Have 30 Days To Send Data Breach Notifications - Slashdot
Slashdot· 5 days agoAn anonymous reader quotes a report from BleepingComputer: The Securities and Exchange Commission (SEC) has adopted amendments to Regulation S-P that require certain financial institutions to ...
US arrests suspects behind $73M ‘pig butchering’ laundering scheme
BleepingComputer· 6 days agoThe U.S. Department of Justice charged two suspects for allegedly leading a crime ring that...