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SEC Requires Internet Advisers to Be 100% Online | PLANADVISER
PLANADVISER· 13 hours agoAdvisers are required to register with the SEC if their assets under management reach $110 million, and they may elect to register if their assets reach $25 million. In 2002, the SEC made an ...
‘Finfluencers’ could face up to two years in prison or unlimited fines for dodgy financial advice
Fortune via AOL· 2 days agoNow influencers can face as long as two years in prison, an unlimited fine, or both if they don’t...
What Happened to Wendy Williams' Money?: Everything Her Family and Guardian Have Said About the...
People via Yahoo News· 3 days agoThe bank successfully petitioned a New York court to have Williams placed under temporary financial...
Fighting the gender pay gap: 8 working women shed light on how they’re advocating for equal pay
Bankrate via AOL· 6 hours ago“When it comes to negotiating to try to get out of the pay gap, getting as much information as...
Wintrust Financial Co. (NASDAQ:WTFC) Receives $107.17 Average Target Price from Brokerages
ETF DAILY NEWS· 7 hours agoWintrust Financial Co. (NASDAQ:WTFC – Get Free Report) has been assigned an average recommendation...
SEC Adopts New Internet Exemption Rule. Only Full-Time Online Advisors Qualify.
Barron s Online· 2 days agoThe Securities and Exchange Commission has approved a final regulation updating the rules for small,...
UA President Robert Robbins has a credibility problem on top of a budget mess
AZCentral | The Arizona Republic via Yahoo News· 20 hours agoWhether University of Arizona President Robert Robbins will be around when the school’s financial...
SuperReturn CFO/COO North America Brings Chief Financial Officers, Chief Technology Officers, Chief...
FOX 59 Indianapolis· 15 hours agoOver 200 senior operations and finance leaders are expected at SuperReturn CFO/COO North America, a...
NewRetirement aims to shake up retirement planning with a holistic approach
TechCrunch· 2 days agoWhen entrepreneur Stephen Chen's mom began approaching retirement age, she was forced to borrow...
Michael S. Schwartz, CFP(R), AEP(R) Receives Forbes' Top Financial Security Professional Recognition...
Digital Journal· 2 days agoThe SHOOK® process began by scouring the financial services industry, life insurance companies, banks, brokerages, agencies, custodians, and others for nominations...predetermined ...
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