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Two SEC Lawyers Resign After Agency Censured for Abuse of Power in Crypto Case
Bloomberg via Yahoo Finance· 3 days ago(Bloomberg) -- Two Securities and Exchange Commission lawyers resigned after a federal judge...
Binance founder CZ deserves three years behind bars, say prosecutors
Proactive Investors· 1 day agoUS prosecutors are calling for a three-year jail term for Changpeng ‘CZ’ Zhao, the founder and...
JD Supra: New Settlements Demonstrate the SEC’s Ongoing Efforts to Hold Companies Accountable for...
JD Supra· 4 days agoIn the past few months, we have published several alerts concerning the increase in regulatory attention to "AI washing," or making unfounded claims regarding artificial intelligence ("AI") ...
Big Banks Face Probe Over Non-Disclosure Agreements in Swaps, Clearing Businesses
Bloomberg via Yahoo Finance· 2 days ago(Bloomberg) -- A top financial regulator is asking large Wall Street banks for non-disclosure...
SEC Lawyers Resign Amid Criticisms in Crypto Case Against DEBT Box
Cryptonews· 3 days agoInitially, the SEC legal unit, led by attorney Michael Welsh, had convinced the court to freeze DEBT...
Two SEC attorneys resign after ‘gross abuse of power’ sanctions
Banking Dive via Yahoo Finance· 2 days agoA judge sanctioned the regulator in March for issues in its case against crypto platform DEBT Box....
SEC Director of Enforcement Warns of a ‘Perfect Storm’ Developing Around AI | JD Supra
JD Supra· 6 days agoDirector of Enforcement of the U.S. Securities and Exchange Commission (SEC or Commission) Gurbir Grewal warns of the risks surrounding artificial intelligence ...
Two SEC Lawyers Resign Following Debt Box Sanctions Fiasco: Bloomberg
CoinDesk via Yahoo Finance· 3 days agoTwo lawyers for the U.S. Securities and Exchange Commission (SEC) were forced to resign after a...
Compound Error: Bank Mishandles Customer Accounts and Then Makes it Worse
The National Law Review· 3 days agoThe Great Recession of 2007-2009 shook America’s, and the world’s, capital markets. In response to...
What Private Equity Firms Need to Know About the Ongoing SEC Investigation of “Off-Channel”...
The National Law Review· 6 days agoOn the theory that employees’ use of personal devices and platforms (such as WhatsApp) to...