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SEC and FinCEN Propose Customer Identification Obligations for Investment Advisers | JD Supra
JD Supra· 1 day ago...Advisers would be required to implement reasonable procedures to identify and verify the identity of their customers.3 The NPRM would define “account” as “any contractual or other business relationship between a person and an investment adviser under which the investment adviser provides advisory...
Here's What Happens to Your Money When the Stock Market Crashes -- and How to Protect Your ...
Motley Fool via Yahoo Finance· 2 hours agoBut by investing in quality stocks and holding those investments for the long term, you can rest...
Church & Dwight Co., Inc. (NYSE:CHD) Shares Sold by Dimensional Fund Advisors LP
ETF DAILY NEWS· 4 hours agoDimensional Fund Advisors LP cut its stake in Church & Dwight Co., Inc. (NYSE:CHD – Free Report) by...
How Advisors Can Harness the Growth Story of India | ETF Trends
ETF Trends· 23 hours agoRegistered investment advisors are likely hearing plenty about the performance of India stocks and related ETFs. India is now the world’s most populous ...
Dimensional Fund Advisors LP Boosts Stock Holdings in Ciena Co. (NYSE:CIEN)
ETF DAILY NEWS· 4 hours agoDimensional Fund Advisors LP lifted its stake in Ciena Co. (NYSE:CIEN – Free Report) by 18.1% during the 4th quarter, according to the company in its most recent disclosure ...
KLR Investment Advisors LLC Has $902,000 Stock Holdings in JPMorgan Chase & Co. (NYSE:JPM)
ETF DAILY NEWS· 3 days agoKLR Investment Advisors LLC decreased its holdings in shares of JPMorgan Chase & Co. (NYSE:JPM) by...
MainStreet Investment Advisors LLC Cuts Stock Holdings in Johnson & Johnson (NYSE:JNJ)
ETF DAILY NEWS· 21 hours agoMainStreet Investment Advisors LLC trimmed its holdings in shares of Johnson & Johnson (NYSE:JNJ – Free Report) by 2.7% during the 4th quarter, according ...
Should Investors Follow David Tepper Into Alibaba Stock?
Motley Fool via Yahoo Finance· 2 hours agoShould you invest $1,000 in Alibaba Group right now? Before you buy stock in Alibaba Group, consider...
Former investment advisor could face 30 years in jail for fraud, money laundering
InvestmentNews· 2 days agoA former New York registered investment advisor has been convicted in connection with a scheme to...
Zacks Industry Outlook TransDigm, Heico, Moog and AAR
Zacks via Yahoo Finance· 2 hours agoToday you can access their live picks without cost or obligation. See Stocks Free >> Join us on...