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Internet Investment Advisors Now Required To Register With The SEC | Crowdfund Insider
Crowdfund Insider· 6 hours agoThe Securities and Exchange Commission (SEC) has amended existing rules to require internet ...
JD Supra: FinCEN Proposes New Investment Adviser AML Rule
JD Supra· 2 hours agoOn February 1/3, the Financial Crimes Enforcement Network (FinCEN) proposed a new rule (the Proposed Rule), that, if adopted, would add certain investment advisers to the definition of...
Schechter Investment Advisors LLC Grows Stock Position in International Business Machines Co....
ETF DAILY NEWS· 15 hours agoSchechter Investment Advisors LLC increased its holdings in International Business Machines Co. (NYSE:IBM – Free Report) by 2.8% during the fourth quarter ...
The SEC Narrows the Internet Adviser Exemption
The National Law Review· 4 hours agoOn 27 March 2024, the U.S. Securities and Exchange Commission (SEC) adopted amendments (the Amendments) to Rule 203A-2(e) under the Investment Advisers Act of 1940, known ...
Why Structured Investments Are Climbing in Popularity with Advisors
WealthManagement.com· 9 hours agoStructured notes, also known as structured investments, are on the rise as financial advisors aim to...
SEC Requires Internet Advisers to Be 100% Online | PLANADVISER
PLANADVISER· 4 hours agoIn 2002, the SEC made an exception for advisers who conduct most of their business online which allowed them to voluntarily register even if their assets were less than $25 million. The Exemption ...
Schechter Investment Advisors LLC Has $1.18 Million Holdings in United Parcel Service, Inc....
ETF DAILY NEWS· 14 hours agoSchechter Investment Advisors LLC lifted its stake in shares of United Parcel Service, Inc....
Fishers financial advisor imprisoned for embezzling $4.6 million
FOX 59 Indianapolis· 5 hours agoFISHERS, Ind. — A Fishers investment advisor was jailed for embezzling $4.6 million, according to...
Hipgnosis Songs Fund Overstated Revenue, Earnings & Its Stakes in Music Catalogs, Says New Report
Billboard via Yahoo News· 4 hours agoThe London-listed fund, which became the poster child for music as an investable asset class, cut...
Schechter Investment Advisors LLC Makes New Investment in Global Lights Acquisition Corp...
ETF DAILY NEWS· 17 hours agoSchechter Investment Advisors LLC bought a new stake in Global Lights Acquisition Corp (NASDAQ:GLACU...
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