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Mission Wealth Named Among USA TODAY's Top Financial Advisory Firms in 2024
The Record Gazette· 1 day agoTODAY's Best Financial Advisory Firms of 2024. Ranked among the top RIAs, Mission Wealth has distinguished itself through exceptional asset management and personalized financial ...
LPL Wants to Change Terms With Some Large Partner Firms. Departures May Ensue.
Barron s Online· 4 hours agoLPL Financial is adding new restrictions to its service agreements with some large registered ...
Former Red Deer financial adviser accused of embezzling millions from clients
CBC via Yahoo News· 2 hours agoA Calgary man who worked as a financial adviser in Red Deer faces criminal charges, accused of...
The DOL’s Final Fiduciary Rule Is Here. See What’s Inside!
Forbes· 18 hours agoThe final rule is readily available on the DOL website, awaiting its official publication in the Federal Register on April 25, 2024. In short, it requires retirement
BlackRock Memo Reveals Wealth-Management Shuffle Amid ESG Backlash in Texas
Barrons.com· 3 hours agoHe will report to Mark Wiedman, a top executive who runs the global client business. He will “help...
Goodbye “Five-Part Test”—DOL Finalizes New Investment Advice Fiduciary Rules
The National Law Review· 1 day agoOn April 23, 2024, the Department of Labor (“DOL”) issued final rules which expand what it means to...
Buyout Shop GTCR’s Take-Private Deal Values AssetMark at $2.7 Billion
The Wall Street Journal· 2 hours agoInterest from private equity in wealth managers, particularly registered investment advisers, stems...
SEC Pay-to-Play Rule Rears Its Head Again in Time for Election Season | JD Supra
JD Supra· 2 days agoOn April 15, 2024, the U.S. Securities and Exchange Commission (SEC) settled with a registered investment adviser (Adviser),1 whereby the Adviser paid a ...
It Is Time For Technology To Give Up Its Leadership Position
Seeking Alpha· 10 hours agoLawrence Fuller is the Principal of Fuller Asset Management (FAM), a state registered investment...
Financial Advisor Mark Burgdorf Earns Diamond Status at Cetera Circle of Excellence
PRWeb· 4 hours ago/PRNewswire-PRWeb/ -- Mark Burgdorf, President and Senior Wealth Advisor of Burgdorf Wealth Managers, earned the Cetera Circle of Excellence Diamond Status at...