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SEC Pay-to-Play Rule Rears Its Head Again in Time for Election Season | JD Supra
JD Supra· 2 weeks agoOn April 15, 2024, the U.S. Securities and Exchange Commission (SEC) settled with a registered investment adviser (Adviser),1 whereby ...
SLV: Any Silver Price Decline Is A Gift, Multi-Year Bull Just Started
Seeking Alpha· 2 weeks agoAnalyst’s Disclosure: I/we have a beneficial long position in the shares of SLV, SIVR either through...
Finding a financial adviser can be daunting. We rank the top firms.
USA TODAY via Yahoo Finance· 2 weeks agoThe remaining 17,500 RIAs each manage less than $100 million and are registered with state agencies....
FIDX Launches FIDX Desk, Enabling Registered Investment Advisors to Easily Incorporate Annuity...
WTNH-TV New Haven· 2 weeks agoToday, Fiduciary Exchange LLC (FIDX) and its broker dealer, FIDX Markets, announces the launch of FIDX Desk, a new outsourced insurance desk (OID). FIDX Desk will enable RIAs ...
ChatGPT replacing human investment advisors isn’t a question of ‘when’ but ‘if,’ Wharton professor...
Fortune via AOL· 2 weeks agoRoberts is a finance expert and not a data scientist, emphasizing that when it comes to generative...
SEC Settles with Five Investment Advisers for Marketing Rule Violations | JD Supra
JD Supra· 5 days agoThe SEC recently settled charges against five registered investment advisers for violations of the marketing rule (“Marketing Rule”) under the...
Investment adviser sentenced for stealing elderly man's life savings
ABC 2 Baltimore· 3 days agoEddy Ray Blizzard, 45, of Havre de Grace, pleaded guilty to stealing approximately $1 million from...
Goldman Sachs to Shutter Marcus Invest and Sell Robo-Advisor Accounts to Betterment
Barrons.com· 2 weeks agoBetterment has since expanded into retirement plans and serving as a custodian for registered ...
... THE MONEY ADVISOR GROUP, A COLUMBUS, GEORGIA-BASED INVESTMENT MANAGEMENT AND RETIREMENT...
KFDX Wichita Falls· 5 days agoThe Money Advisor Group, LLC ("TMAG"), a Registered Investment Advisor (RIA) specializing in investment< ...
Q1 GDP Report: Don’t Use Yesterday’s News To Predict Tomorrow's Inflation
Seeking Alpha· 1 week agoLawrence Fuller is the Principal of Fuller Asset Management (FAM), a state registered investment...