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SEC says Bratenahl businessman siphoned millions in investors’ funds for a life of luxury
The Cleveland Plain Dealer· 14 minutes agoFederal regulators say a Bratenahl businessman siphoned more than $10 million in investors’ money to...
DOL's Retirement Security Rule Imposes New Fiduciary Standards on Financial Services, Insurance...
Law.com· 4 hours agoThe investment landscape has changed over time, and the U.S. Department of Labor (DOL) is intent on...
Kraken Asks Court to Dismiss SEC Claims to Avoid 'Significant Reordering' of U.S. Financial...
CoinDesk via Yahoo Finance· 12 hours agoLawyers of crypto exchange Kraken have told a U.S. court that claims by the U.S. Securities < ...
A Complete Timeline of the Boeing 737 Max Disaster
Rolling Stone via Yahoo Finance· 1 hour agoIn September, it agrees to pay a $200 million fine from the Securities and Exchange Commission for misleading the public. In October ...
Fat Brands, chair Andy Wiederhorn indicted in $47 million 'sham' loan scheme
CNBC· 3 hours agoIn a separate civil complaint, the U.S. Securities and Exchange Commission accused the company ...
Boeing is reportedly being scrutinized by the SEC
Quartz· 3 hours agoThe alphabet soup of U.S. government entities looking into Boeing just got a few more letters. Bloomberg reports that the Securities and
SEC’s Crackdown on AI Washing Has Broad Implications | New York Law Journal
Law.com· 4 hours agoArtificial intelligence (AI) is everywhere, and the U.S. Securities and Exchange Commission ...
Grayscale CEO sees spot bitcoin ETF as first step toward 'normalizing' crypto
TechCrunch· 14 hours agoIt’s been a long road for spot bitcoin ETF filers — and today the U.S. Securities and ...
SEC.gov | Petroteq Energy, Inc., Aleksandr Blyumkin, and Mark Korb
U.S. Securities and Exchange Commission· 17 hours agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 25994 / May 6, 2024 In the Matter ...
Exclusive: Shein steps up London IPO preparations amid U.S. hurdles to listing, sources say
Reuters· 1 hour agoS. lawmakers, two people with knowledge of the matter said. The online fashion retailer plans to...