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    • FINRA Facts and Trends: April 2024

      FINRA Facts and Trends: April 2024

      The National Law Review· 6 days ago

      This month, we report on FINRA’s first salvo against market-disrupting “FinFluencers,” a pivotal ruling that restricts who may be deemed a “customer”...

    • Shafeeqa W. Giarratani

      The National Law Review· 2 days ago

      Shafeeqa Giarratani is a shareholder in the firm’s Austin office and a member of the firm’s Board of Directors. Shafeeqa is a strong advocate for her clients. Shafeeqa was named by Law360 as ...

    • What It Means to Be Regulated by FINRA

      What It Means to Be Regulated by FINRA

      Motley Fool via Yahoo Finance· 5 days ago

      Dispute Resolution FINRA operates the largest securities dispute resolution forum in the United States to assist in ...