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FINRA Sanctions Firm, CEO for Reg BI Violations | ThinkAdvisor
ThinkAdvisor· 12 hours agoCEO Yong Soo Kim, who is also the firm's chief compliance officer, was suspended for two months.
Documents Show $43.5 Million in PACT Act Bonuses Plus Pay Raises for VA Human Resources Staff
Military.com via Yahoo Finance· 15 hours ago"I wanted to pass on from [VA Chief Human Capital Officer] Tracey Therit: 'CSIs were processed for...
These are the highest paid employees in the City of Austin
KXAN via Yahoo Finance· 4 days agoLisa Martin: Deputy General Manager & Chief Operating Officer, Austin Energy ($317,220.80) #5. Kerry...
Ocala police release body cam footage from Sunday afternoon's officer-involved shooting
Ocala Star Banner via Yahoo News· 1 day agoOne officer was overheard telling the man, "Put the knife down, buddy." An officer was heard saying...
Q4 2024 Capital Southwest Corp Earnings Call
Thomson Reuters StreetEvents via Yahoo Finance· 6 days agoChris Rehberger; Executive VP & Treasurer; Capital Southwest Corporation Michael Scott Sarner; CFO, Chief Compliance Officer, Secretary ...
Paytm’s Loss Widens After Regulatory Crackdown Hurts Business
Bloomberg via Yahoo Finance· 38 minutes ago...It Felt Like We Had Crashed’: Singapore Air Passenger Describes Turbulence TerrorBarclays...
Medical device company to pay $42 million to resolve US lead-testing defect charges
Reuters via Yahoo News· 6 hours agoA medical device company has agreed to pay $42 million and plead guilty to resolve U.S. charges that...
Tarrant commissioners OK funding for court software to identify mental health issues
Fort Worth Star-Telegram via Yahoo News· 8 hours agoWhen recommending that county commissioners vote to approve the alert system, Mendes...budget....
Coherent Corp executive sells shares worth $177,000 By Investing.com
Investing.com· 6 days agoCoherent Corp's (NASDAQ:NYSE:COHR) Chief Legal & Compliance Officer, Ronald Basso, has sold 3,000...
Tahoe Forest Hospital CEO placed on paid administrative leave after concerns raised over leadership,...
Sierra Sun· 1 day agoAs of May 20, the Tahoe Forest Hospital District Board of Directors has placed President and Chief...
