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AML Update: SEC and FinCEN Propose Anti-Money Laundering and Customer Identification Programs for...
The National Law Review· 3 hours agoOn 13 May 2024, the Securities and Exchange Commission (SEC) and the US Department of Treasury’s...
SEC Accuses Two Ex-CEOs of Fraud Over ‘Short Squeeze’ Scheme
The Wall Street Journal· 4 hours agoThe Securities and Exchange Commission sued two former executives for allegedly defrauding investors...
Eric Watson Vs. SEC - The Ibiza Letter Sees Watson Break Cover
LawFuel· 1 hour agoEric Watson, the flambouyant former New Zealand business high-flier, has finally broken cover in response to insider trading charges brought against him by the US Securities and Exchange < ...
SEC Still Weighing Next Steps in Court Over New Hedge Fund Rules
Bloomberg via Yahoo Finance· 1 hour ago(Bloomberg) -- Wall Street’s top regulator is still evaluating its next steps in trying to force...
Ex-SEC Commissioners on Crypto Legal Showdowns, Regulatory Rifts | National Law Journal
Law.com· 4 hours agoTroy Paredes of Paredes Strategies and an SEC Commissioner from 2008 to 2013 said in a variety of...
SEC Charges R.R. Donnelley for Ransomware Attack Response
The National Law Review· 1 day agoOn June 18, 2024, the U.S. Securities and Exchange Commission (“SEC”) announced a settlement with...
Ex-SEC Chair Calls on Congress to Lead Climate Policymaking
Bloomberg Law· 2 hours agoClimate change policymaking matters are best left to Congress rather than the SEC, former agency Chairman Jay Clayton said Tuesday during a US Chamber of Commerce event. Clayton ...
CDK Attack Shows Value of SaaS Contingency Planning
Dark Reading· 23 hours agoIn forms filed with the Securities and Exchange Commission (SEC), some companies affected by the attack said CDK had informed them about requiring...
SEC OKs Greenenergy’s investment in RE subsidiary - BusinessWorld Online
BusinessWorld· 5 hours agoLISTED firm Greenergy Holdings, Inc. said it has received approval from the Securities and Exchange Commission (SEC) for an additional investment of P480 ...
Donald Trump Stock Rallies In Run Up To Debate After Sinking 50% Since Guilty Verdict
Investor's Business Daily· 42 minutes agoTrump Media & Technology, parent of Truth Social, is surging this week ahead of Thursday's debate...