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Sigma Planning Corp Trims Stock Holdings in Invesco Optimum Yield Diversified Commodity Strategy No...
ETF DAILY NEWS· 6 hours agoSigma Planning Corp decreased its position in Invesco Optimum Yield Diversified Commodity Strategy No K-1 ETF (NASDAQ:PDBC – Free Report) by 76.0% in the ...
Big banks face probe over NDAs in swaps, clearing businesses, Bloomberg reports
Reuters via Yahoo Finance· 5 days agoThe Commodity Futures Trading Commission (CFTC) has reached out to a number of banks, including JPMorgan Chase, Bank of America and Citigroup ...
Federal Court Orders Unregistered Pool Operator and its President to Pay Over $11 Million for Forex...
CFTC.gov· 2 days agoThe Commodity Futures Trading Commission today announced Judge Linda V. Parker of the U.S. District...
What the CFTC Carbon Market Fraud Alert Means for Whistleblowers
The National Law Review· 5 days agoIn June 2023, the Commodities Futures Trading Commission (CFTC) issued an alert for whistleblowers...
Federal agency relocating D.C. headquarters in a major downsizing - Washington Business Journal
The Business Journals· 3 days agoThe Commodity Futures Trading Commission will soon be on the move to newer, but much less, space....
CFTC Taking Aim at Restrictive NDAs Which Impede Whistleblowing
The National Law Review· 2 days agoReporting from Bloomberg details recent requests sent to major banks by the U.S. Commodity Futures...
CFTC Scrutinizes Financial Institutions’ Employee Agreements for Any Language that Deters...
The National Law Review· 2 days agoThe Commodity Futures Trading Commission (CFTC) has contacted several of the United States’ largest...
Regulators probe potential use by big banks of nondisclosure agreements to discourage...
Morningstar· 5 days agoSome of the largest U.S. banks are being asked by the Commodities Futures Trading Commission to provide details about nondisclosure agreements for employees ...
Red Rock Precious Metals Company to Pay $56 Million+ for Fraud
Coinweek· 3 days agoOn Thursday, April 25, 2024, the Commodity Futures Trading Commission (CFTC) announced Judge R. Gary...
Could Esienberg commodities conviction be smoking gun for Coinbase against SEC?
CryptoSlate· 5 days agoLast week, Avraham Eisenberg was convicted in a groundbreaking case on digital asset commodities...