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A Whistleblower’s Guide to the Dodd-Frank Act
The National Law Review· 5 days agoThe Dodd-Frank Act of 2010 was passed in the fallout of the Great Recession in order to reform Wall Street and better stabilize the entire ...
I’m a Financial Advisor: 4 Moves I’ll Make If I Think Trump Will Win the Election
GoBankingRates via AOL· 5 days agoAnother presidential election is on the horizon, and financial advisors are considering the...
SEC Adopts New Executive Compensation Clawback and Disclosure Rule
The National Law Review· 5 days agoNew Exchange Act Rule 10D-1 has its roots in the Dodd-Frank Wall Street Reform and Consumer Production Act of 2010, which aimed to enhance ...
SEC Awards $104 Million to Whistleblowers, 4th Largest Award in Agency History
The National Law Review· 4 days agoOn August 4, the U.S. Securities and Exchange Commission (SEC) announced $104 million in whistleblower awards issued to seven individuals who all aided in the success of an SEC enforcement action ...
What is a subprime mortgage?
Bankrate via Yahoo Finance· 3 days agoSubprime mortgages are now regulated by the Consumer Financial Protection Bureau (CFPB), the agency created as part of the Dodd-Frank ...
Troutman Pepper Weekly Consumer Financial Services Newsletter - April 2024 #3 | JD Supra
JD Supra· 2 days agoOn April 11, Consumer Financial Protection Bureau (CFPB) Director Rohit Chopra and Commissioner for ...Advisor to the CFPB Director Seth Frotman, gave prepared remarks at ...
Weather & Climate Risk Management Part III: Regulation of Weather Risk Management Products
The National Law Review· 6 days agoAre there differences in the way in which derivatives and insurance contracts are regulated? Weather derivatives and insurance contracts are subject to totally different regulatory regimes.
Could the FTC Pass to the Torch to the Consumer Financial Protection Bureau to Oversee the Fintech...
The National Law Review· 2 days agoUp to the present, the FTC has been the primary federal watchdog prosecuting and investigating allegations of consumer fraud and deception in fintech. While the FTC has traditionally depended ...
Daniel J. Davis
The National Law Review· 4 days agoFrom derivatives products to cryptocurrencies, Dan Davis helps clients navigate ever-changing regulatory requirements. Drawing on his years of experience as General Counsel at the Commodity ...
SEC Fines Private Employer for Language in Employee Separation Agreements That Restricted...
The National Law Review· 4 days agoThe SEC settled charges against an employer, alleging it used separation agreements that required employees to waive their rights to monetary awards for reporting possible securities
