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Washington Federal Bank to Sell 2,000 Commercial Real Estate Loans to Bank of America
PYMNTS.com· 4 hours agoWaFd said in a Friday (May 17) filing with the Securities and Exchange Commission (SEC) that the...
Federal Regulations Remain Under Fire After Supreme Court’s CFPB Ruling
PYMNTS.com· 5 hours agoFederal powers will be tested in pending cases involving agencies such as the Securities and ...
AvidXchange executive sells over $132k in company stock By Investing.com
Investing.com· 7 hours agoA recent filing with the Securities and Exchange Commission (SEC) has revealed that an executive at...
Trump Media Will Miss SEC Deadline After Ex-Auditor Is Banned Over ‘Massive Fraud’ Charges
Forbes· 2 days agoTrump Media, the parent company of Truth Social, submitted a notification of late filing to the...
Surveying Disclosure Trends From the 2023 Reporting Season
The Wall Street Journal· 1 day agoThe Security and Exchange Commission (SEC) encourages registrants to clearly disclose material...
SEC amends requirements for brokers, advisers protecting customer data
Pensions & Investments· 12 hours agoThe Securities and Exchange Commission is bolstering the requirements for broker-dealers, registered investment advisers, mutual funds and transfer agents ...
Fund Managers Brace for SEC Rejection of Ether-ETF Applications
Bloomberg via Yahoo Finance· 11 hours ago(Bloomberg) -- Investment companies hoping to launch the first exchange-traded funds based on the...
NotWifGary: SEC, Gensler's Crypto Crackdown Triggers Emergence Of New Memecoin
International Business Times· 21 hours agoSecurities and Exchange Commission (SEC) and its chief, Gary Gensler. The memecoin, NotWifGary...
SEC: Financial Orgs Have 30 Days To Send Data Breach Notifications - Slashdot
Slashdot· 8 hours agoAn anonymous reader quotes a report from BleepingComputer: The Securities and Exchange Commission (SEC) has adopted amendments to Regulation ...
SEC Updates Customer Data Hacking Rules for Wall Street
Insurance Journal· 15 hours agoThe changes, approved unanimously by the five-member U.S. Securities and Exchange Commission, apply...