Search results
House Republicans Look to Curtail SEC Enforcement and Settlement Authorities | PLANADVISER
PLANADVISER· 7 days agoHouse Republicans of the House Committee on Financial Services have proposed several bills to limit the enforcement authority of the Securities and Exchange Commission ...
Ex-Dighton police chief sentenced to three months in prison
The Sun Chronicle· 1 day agoThe town’s former police chief has been sentenced to three months in prison for securities fraud, according to a published report. Shawn Cronin was given the sentence Monday by U.S. District ...
Column: Exxon Mobil is suing its shareholders to silence them about global warming
LA Times via Yahoo Finance· 1 day agoExxon Mobil objects to the Securities and Exchange Commission's rule on shareholder proposals. So...
JD Supra: Troutman Pepper Weekly Consumer Financial Services Newsletter
JD Supra· 5 days agoOn April 5, the Consumer Financial Protection Bureau (CFPB) issued a new report finding that more borrowers paid “discount points” upfront as overall interest rates rose. The percentage of homebuyers ...
COURT REPORT: Judge Approves Seller Settlements; AREAA Files First Lawsuit; Redfin Settles
RISMedia Real Estate News· 2 days agoEditor’s note: The COURT REPORT is RISMedia’s weekly look at current and upcoming lawsuits,...
Tesla is under a federal wire fraud probe for misleading investors
Ars Technica· 7 days agoOn Monday, we learned that CEO Elon Musk is continuing to slash his way through the company payroll...
FTX says it can repay most customers all funds
Fox Business via AOL· 7 days agoFTX said that 98% of FTX customers will receive at least 118% of their claims, and others will receive 100% plus billions of dollars in compensation for...
US Tesla Autopilot probe focusing on securities, wire fraud after Elon Musk hyped self-driving tech
NY Post via Yahoo Finance· 7 days agoProsecutors are far from deciding how to proceed, one of the sources said, in part because they are...
Statement of Commissioner Caroline D. Pham: The CFTC Needs to Get Serious. A Strategic Plan for...
CFTC.gov· 3 days agoToday, the Commodity Futures Trading Commission (CFTC) will take yet another step down a misguided...
Money Funds Start Shuffling Assets Ahead of SEC Rule Changes
Bloomberg via Yahoo Finance· 7 days ago‘Phantom Debt’ That Wall Street Can’t TrackMicrosoft’s Xbox Is Planning More Cuts After Studio...