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The DOL’s Final Investment Advice Fiduciary Rule Is Here | JD Supra
JD Supra· 22 hours agoIn its latest attempt in a fourteen-year old quest to update the circa-1975 definition of a fiduciary who renders “investment advice for a fee or other ...
Vanguard vs. Fidelity vs. Schwab: Breaking Down the Numbers
SmartAsset via Yahoo Finance· 18 hours agoHow to Speak With a Financial Advisor Getting professional financial advice can be a critical step...
Regulators Must Distinguish Financial Advisement from Investment Advisement
WealthManagement.com· 16 hours agoThe regulatory conflation of “wealth/financial” with “investment” dates back to 1987, and it...
U.S. Department of Labor Issues a New ERISA Fiduciary Rule | JD Supra
JD Supra· 22 hours agoOn April 23, the U.S. Department of Labor (DOL) finalized its latest effort to change the rules for determining who a fiduciary is under the Employee Retirement Income Security ...
New Final Department of Labor Rules on Investment Advice are Immediately Challenged in Court | JD...
JD Supra· 22 hours agoThe U.S. Department of Labor (“DOL”) recently issued final, new regulations (the “rules”) regarding who is considered an investment advice fiduciary that ...
Thinking of an IRA Rollover? This New Rule Will Impact the Investment Advice You Receive
SmartAsset via AOL· 6 days agoFinancial professionals who give one-time investment advice will soon be legally required to act in their clients’ best interests under the Department of ...
How to find someone you trust to help with retirement planning
The Week· 23 hours ago"Starting Sept. 23, investment professionals who hold themselves out as trusted advisers will be...
How Has the DOL’s Fiduciary Rule Affected Plan Sponsors? | JD Supra
JD Supra· 7 days agoIs it really that bad even for plan sponsors, as we hear from the many critics of the DOL’s newest definition of a fiduciary? It may or may not be, depending in part on whether ...
Fidelity Sales Practices Violated Reg BI, Advisor Says in Whistleblower Suit | ThinkAdvisor
ThinkAdvisor· 6 days agoInvestments financial advisor has filed a lawsuit alleging the company fired him in retaliation for...
Yet Another DOL Fiduciary Rule Released: Will the ‘Regular Basis’ of Prior Outcomes Follow ‘Suit’? |...
JD Supra· 5 days ago...Department of Labor issued a final release (the “Final Release”) which (1) finalized changes to its 1975 rule defining when institutions and individuals are providing fiduciary “investment advice” to plans that are subject to the Employee Retirement Income Security Act of 1974 (“ERISA”) and/or...