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A look at what's in the DOL's new fiduciary rule
Pensions & Investments· 5 days agoThe Department of Labor is out with a new fiduciary investment advice rule that make it so one-time advice, such as rollovers to individual retirement accounts ...
How to Choose the Right Financial Advisor | Entrepreneur
Entrpreneur· 5 days agoBecause you're a business owner, your financial advisor should know more than how to trade...
SEC Division of Examinations Risk Alert: Initial Observations Regarding Advisers Act Marketing Rule...
JD Supra· 7 days agoOn April 17, 2024 the Securities and Exchange Commission (“SEC”) Division of Examinations (the “Division”) issued a Risk Alert regarding investment advisers’ compliance with ...
5 popular annuities for retirees
Bankrate via Yahoo Finance· 1 day agoThose fees could be substantially more than the fees you’d pay in comparable – and perhaps better-performing – publicly traded investments. Cancellation...
Story from Janiczek Wealth Management: USA TODAY recognizes Janiczek Wealth Management as one of...
USA Today· 1 day agoIn this regard, Janiczek Wealth Management has not only stood the test of time but has emerged as a...
Retirement confidence in the US ticks up; new rule for financial advisers is set to start
Yahoo Finance· 7 days agoThere’s some upbeat news for retirement savers this week. A rule protecting financial advisory...
Advice about 401(k) rollovers is poised for a big change. Here's why
CNBC· 3 days agoDepartment rule will significantly change the advice many investors receive about rolling money over...
SEC Risk Alert on Compliance with the Marketing Rule-Examination Observations | JD Supra
JD Supra· 3 days agoThis Alert reinforces prior Division publications[1]that addressed SEC-registered investment advisers’ compliance with Rule 206(4)-1 (the “Marketing Rule”) under the
Americans Deserve Straight Retirement Advice. They Work Too Hard for Their Money.
Barrons.com· 6 days agoWhat’s appropriate...and a duty of loyalty. Investors should receive advice from advisors who...
Tanya Walliser Named as Five Star Award Winner and Featured in Wealth Managers Under 40 Section of...
Digital Journal· 6 days agoCondor has been in Martinsville, NJ, for over 25 years and...Condor, the client always comes first; fees are based only on portfolio size, not sales commissions or number of trades. As a true ...
