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The New Fiduciary Rule (32): The DOL’s Final PTE 2020-02 | JD Supra
JD Supra· 29 minutes agoThe fiduciary regulation and exemptions will be effective on September 23, 2024, although compliance with some of the conditions in the exemptions will be further delayed. As background, PTE ...
What is a high-net-worth individual?
Yahoo Personal Finance· 6 hours agoWealth management vs. financial planning Typical investors may meet with a financial planner or financial adviser, whereas HNWIs usually have access to...
The New Retirement Security Rule: Updated Fiduciary Definition Under ERISA
The National Law Review· 8 hours agoOn April 23, 2024, the U.S. Department of Labor (the “DOL”) promulgated a final rule, titled the...
(Some) Banking Agencies Repropose Dodd-Frank 956 Incentive Compensation Rules | JD Supra
JD Supra· 5 days agoSection 956 of the Dodd-Frank Wall Street Reform and Consumer Protection Act requires that six agencies — the Federal Reserve System (FRS), Office of...
FinCEN Prop. Reg.: Customer Identification Programs for Registered Investment Advisers, Exempt...
Bloomberg Law· 10 hours agoTreasury and the SEC issued a proposed rule implementing section 326 of the Uniting and Strengthening America by Providing Appropriate Tools Required to Intercept and Obstruct Terrorism Act of 2001 ...
Delaware Data Protection Act: What Businesses Need to Know | JD Supra
JD Supra· 48 minutes agoIn September 2023, Delaware became the seventh state in 2023 to enact comprehensive privacy law with the Delaware Personal Data Privacy Act (DPDPA), joining Indiana, Iowa, Montana, Oregon, Tennessee ...
CFTC Finalizes Two Sets of Reporting Requirements | JD Supra
JD Supra· 19 hours agoOn April 30, 2024, in two separate releases, the Commodity Futures Trading Commission ("CFTC") announced that it has finalized amendments updating reporting requirements for market participants ...
Guilty Verdict: Tornado Cash Developer Alexey Pertsev Found Guilty in Money Laundering Case
Cryptonews· 14 hours agoAlexey Pertsev, the developer behind Tornado Cash, has been convicted of money laundering by a Dutch...
Some US Regulators Repropose Joint Rule on Incentive-Based Compensation | JD Supra
JD Supra· 19 hours agoOn May 6, 2024, the Federal Deposit Insurance Corporation (FDIC), the Office of the Comptroller of the Currency (OCC), the Federal Housing Finance Agency (FHFA) and National Credit Union Administration ...
Today's top savings account rate roundup: Take home 5.84% with today’s best rates — May 14, 2024
USA Today· 18 hours agoSavings account rates have inched up in recent weeks, and rates remain far higher than a year prior....
