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LPL Wants to Change Terms With Some Large Partner Firms. Departures May Ensue.
Barrons.com· 2 days agoThe independent broker-dealer is sending letters to many of the large registered investment advisory...
Shopoff Realty Investments Promotes Christy Hutchison to Senior Vice President, National Accounts
WTNH-TV New Haven· 5 days ago"Christy has been an essential member of the Shopoff distribution team for more than seven years,...
Kingswood U.S. Named To USA Today's List of Best Financial Advisory Firms for Second Straight Year
FOX 4 Kansas City· 4 days agoKingswood U.S., part of a network of independent wealth management firms that oversees more than $14 billion in client assets globally, announced it has been named to USA ...
Who Can Be Trusted for Retirement Advice? New Rules Strengthen Protections.
The New York Times via Yahoo News· 5 days agoWhen you walk into a financial adviser’s office, you expect them to put your best interests above...
DOL Publishes Final QPAM Exemption Amendment | JD Supra
JD Supra· 4 days agoDepartment of Labor (DOL) published a final amendment to Prohibited Transaction Class Exemption 84-14. The amendment will become effective June 17, 2024. Registered
Following Years of Governance Failures, Court Orders UDF IV to Hold Trustees Election in 2024
Tri-County Times· 6 days agoThis follows an order from the Circuit Court for Baltimore City...
Wealth Enhancement Group Acquires $502 Million Hybrid RIA
Barrons.com· 2 days agoBEST PRACTICES Wealth Enhancement Group acquired Lynch Retirement Investment Group, a hybrid ...
Terry Savage: Where’s my tax refund? How to check your federal or state refund status
Chicago Tribune· 3 days agoWhat do you do if your IRS tax refund still hasn’t arrived? Now that the IRS has received most 2023...
Essential Edge Compliance Outsourcing Services Names Alex David to Advisory Board
WFRV 5 Green Bay· 5 days agoMr. David currently serves as Division Director at Raymond James Financial Services and brings over 30 years...
Cetera Names Michael Molnar Head of Corporate Development
Lodi News-Sentinel· 3 days agoCetera Financial Group (Cetera), the premier financial advisor Wealth Hub, has named Michael Molnar...
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