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    • DOL Amends Fiduciary Advice Definition Regulation | JD Supra

      JD Supra· 13 hours ago

      ...expand the circumstances under which a person will be considered an investment advice fiduciary for purposes of the Employee Retirement Income Security Act of 1974, as amended (“ERISA”) and the Internal Revenue Code of 1986, as amended (“Code”) while at the same time narrowing the prohibited...

    • DOL Finalizes PTE 2020-02 Amendments | JD Supra

      JD Supra· 13 hours ago

      This marks the latest chapter of the DOL’s long-running effort to expand the circumstances under which a person is considered an investment advice fiduciary for purposes of ERISA and the parallel ...