Search results
How to find a financial advisor near you
Bankrate via AOL· 11 hours agoCFP Board A certified financial planner is a type of financial advisor who undergoes rigorous training and education in virtually all aspects of...
I have an $800,000 pension and $470,000 in investments. This year, my adviser wants over $4,000 to...
Market Watch· 2 days agoFees of 1% of assets under management are fairly standard, pros say, though you can negotiate less....
SEC Charges Investment Adviser with Pay-to-Play Violation, Bringing Political Contributions into...
JD Supra· 6 days agoThe SEC recently charged an investment adviser for violating Rule 206(4)-5 under the Advisers Act, known as the “Pay-to-Play Rule” (Rule).1 In settling the charges, the adviser ...
Retirement Industry People Moves – 5/17/24 | PLANADVISER
PLANADVISER· 5 days agoMercer Global Advisors Inc., a registered investment adviser firm, announced that Martine Lellis, currently the chief talent officer at Mercer, will transition ...
Global X ETFs Expands Availability of Equity Thematic Disruptors ETF Model Portfolio
WTNH-TV New Haven· 7 days agoGlobal X's ETF model portfolios provide advisors with insight into the vast landscape of ETFs to achieve specific outcomes or risk targets for their clients.
ChatGPT Has Competition. How Google’s Gemini Compares.
Barrons.com· 2 days agoAnd it incorporates concepts like having a fiduciary duty to clients, being registered as an ...
Top 5 SEC Enforcement Developments for April 2024 | JD Supra
JD Supra· 1 day agoEach month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals. The SEC’s initial observations regarding ...
Seth Klarman Goes Bargain Hunting: 2 Stocks He Just Bought
Motley Fool via Yahoo Finance· 21 hours agoAI is essential to everything it does, from powering its Search algorithms, recommending content to...
FinCEN (and SEC) Propose New Customer Identification Program Rule With Minimal Expected Impact on...
JD Supra· 5 days agoSimilar to the AML/CFT program rule, the Proposed Rule would cover both SEC-registered investment advisers and exempt reporting advisers and apply equally to both U.S. and ...
3 Growth Stocks That Could Continue Outperforming the Nasdaq-100
Motley Fool via Yahoo Finance· 23 hours agoShould you invest $1,000 in Alphabet right now? Before you buy stock in Alphabet, consider this: The...