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Texas issues a cease and desist order against a securities firm | JD Supra
JD Supra· 6 days agoThe Securities Commission alleged that the investments...
Rhonda Ducote
Los Angeles Times· 6 days agoRhonda Ducote, president of Apriem Advisors, graduated from Orange Coast College and holds board affiliations with institutions, such as the University...
Cetera’s Avantax Acquires $760 Million Affiliated Wealth Business
Barrons.com· 2 days agoIntegrated’s tax business will remain affiliated with Avantax, while the wealth managers and their...
RICK HARBUS UNVEILS INNOVATIVE STRUCTURED NOTES STRATEGY, ACHIEVING UNPRECEDENTED GROWTH IN MANAGED...
Mohave Daily News· 2 days agoRick Harbus, a seasoned Investment Fiduciary and Partner at HBW Advisory, has introduced an innovative application of structured notes, setting a new standard ...
Strategic Financial Management for Nonprofits
Digital Journal· 5 days agoFragasso Financial Advisors, a premier investment management and financial planning firm, is proud to announce its continued commitment to providing specialized ...
Cetera's Avantax Inks $760M Acquisition | ThinkAdvisor
ThinkAdvisor· 4 days agoTax and Wealth Strategies, a $760 million independent wealth management firm that is one of the...
Everton FC Buyer Accused of Fraud, Double-Pledging Assets in Lawsuit
Bloomberg via Yahoo Finance· 5 hours ago(Bloomberg) -- Lenders to 777 Partners accused it of fraud, claiming that the Miami-based investment...
Investments to Help Fight Inflation
Motley Fool via Yahoo Finance· 4 days agoEliminating those shares is still something that you benefit from 2, 3, 10...dollars on buying back its own shares is going to be compared to what they...
SEC Risk Alert on Compliance with the Marketing Rule-Examination Observations | JD Supra
JD Supra· 6 days agoThis Alert reinforces prior Division publications[1]that addressed SEC-registered investment advisers’ compliance with Rule 206(4)-1 (the “Marketing Rule”) under the
Injunction issued against Wichita investor and company
KSNW Wichita via Yahoo Finance· 5 days agoThe injunction is to keep Smith and his company from transacting business in Kansas as a “securities...
