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WCTV Tallahassee· 4 days agoThe following content is created on behalf of First Commerce Credit Union and does not reflect the opinions of Gray Media or its editorial staff. To...
FinCEN (and SEC) Propose New Customer Identification Program Rule With Minimal Expected Impact on...
JD Supra· 4 days agoSimilar to the AML/CFT program rule, the Proposed Rule would cover both SEC-registered investment advisers and exempt reporting advisers and apply equally to both U.S. and ...
How much does a financial advisor cost?
CNN.com· 5 days agoMany people hire a financial advisor to gain guidance for a specific situation — a new job, an impending retirement, an unexpected windfall or an...
Democratic Lawmakers Urge SEC Action on Greenwashing | JD Supra
JD Supra· 5 days agoMay 13, 2024, a group of 21 Democratic Congressmen--4 Senators and 16 Representatives, as well as the D.C. Delegate--submitted a letter to SEC Chairman Gensler... 2022,” which ...
Guadalupe Rodriguez, Talipot CIO, and 1200VC Chairman, Named 2024 Adelante Award Recipient by...
The Mammoth Times· 4 days agoAngeles Investors, a leading investment community dedicated to finding, funding, and growing the most promising Hispanic and Latino startup ventures, proudly announces Guadalupe ...
Citing unfair trade, Biden hikes tariffs on Chinese EVs, batteries
Today's News-Herald· 6 days agoThe Biden administration on Tuesday said it will raise tariffs on electric vehicles and other...
What Ruto wants in Washington
Politico· 16 hours agoTHAT’S ALL FOR MORNING TRADE...
Final Fiduciary Rule – Part 1: New Definition of Investment Advice Fiduciary | JD Supra
JD Supra· 6 days agoThe U.S. Department of Labor (DOL) released its final “investment advice rule” on April 23, 2024 — set to become effective in September — after several failed attempts, years ...
TD Bank Sues Raymond James, Ex-Employees for Stealing Clients With $22M in Assets
WealthManagement.com· 4 days agoTD Bank accused several former advisors who bolted for Raymond James of breaking non-solicitation...
Successor to NRIA Plans 48-Story Fort Lauderdale High-Rise
The Real Deal· 4 days agoThe successor to the formerly embattled National Realty Investment Advisors proposed a 48-story,...