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U.S. securities regulator hits top SPAC auditor with $10 million fine
Reuters via Yahoo Finance· 11 months agoThe U.S. Securities and Exchange Commission (SEC) on Wednesday slapped Marcum LLP with a $10 million...
US SEC charges Marcum employee over audit quality control issues
Reuters via Yahoo Finance· 8 months agoNEW YORK (Reuters) -The U.S. Securities and Exchange Commission on Tuesday said it has charged a...
Factbox-US Supreme Court case on SEC could have wide impact on agency enforcement
Reuters via Yahoo Finance· 6 months agoThe U.S. Supreme Court on Wednesday heard arguments on whether the U.S. Securities and Exchange...
B. Riley Jumps as Auditor Signs Off, Cites Material Issues
Bloomberg via Yahoo Finance· 4 weeks ago(Bloomberg) -- B. Riley Financial Inc. soared as much as 61% after its auditors signed off on its...
B. Riley’s Belated Data Boosts Stock But Fails to Quiet Skeptics
Bloomberg via Yahoo Finance· 4 weeks ago(Bloomberg) -- B. Riley Financial Inc. sent its stock soaring by finally delivering its overdue...
Tesla Boosts Discounts, SEC Tightens Check On Auditors' Report On Crypto, Netflix Plans New Jersey...
Benzinga via Yahoo Finance· 1 year agoBloomberg Tesla Boosts Discounts To Tap More US Buyers Tesla Inc (NASDAQ: TSLA) offered U.S....
SEC Intensifies Check On Auditors' Report On Crypto After FTX Collapse
Benzinga via Yahoo Finance· 1 year agoThe SEC ramped up scrutiny of audit firms' service to cryptocurrency companies, fearing unscrupulous...
B. Riley Financial Warns It Won’t File Annual Report on Time
The Wall Street Journal· 3 months agoB. Riley Financial...
Crypto’s wild ride gives investors major tax headaches
Yahoo Finance via AOL· 1 year agoCrypto investors who reaped hefty profits in 2021 — along with a sizable tax bill — may be surprised...
China securities regulator says will implement Sino-U.S. audit deal
Reuters via Yahoo Finance· 2 years agoBEIJING/SHANGHAI (Reuters) -China will implement an audit agreement with the United States announced...