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BIP Wealth Acquires The Money Advisor Group | PLANADVISER
PLANADVISER· 8 hours agoThe Money Advisor Group, a registered investment advisory firm focusing on managing investments ...
SEIA eyes expansion with largest-ever acquisition - InvestmentNews
InvestmentNews· 13 hours agoIndependent registered investment advisor Signature Estate & Investment Advisors is making a move...
Kayne Anderson Rudnick deepens San Francisco advisory bench - InvestmentNews
InvestmentNews· 3 hours agoKayne Anderson Rudnick, a prominent investment and wealth management firm, announced that it has...
It Isn’t Just Wirehouses That Are Losing Advisors to RIAs. IBDs Are Feeling the Squeeze Too.
Barron s Online· 9 hours agoThe secular shift of advisor talent away from the large national brokerage firms—often referred to...
SEIA Announces Largest Deal Since Reverence Investment
WealthManagement.com· 12 hours agoSignature Estate & Investment Advisors, a Los Angeles-based registered investment advisor backed ...
... ACQUIRES THE MONEY ADVISOR GROUP, A COLUMBUS, GEORGIA-BASED INVESTMENT MANAGEMENT AND RETIREMENT...
KFDX Wichita Falls· 16 hours agoThe Money Advisor Group, LLC ("TMAG"), a Registered Investment Advisor (RIA) specializing in investment< ...
Diversify Advisor Network Launches Retirement Plan Advisory Services
WealthManagement.com· 9 hours agoDiversify Advisor Network, a $7 billion Utah-based wealth management firm consisting of two...
LPL Nears $50M SEC Settlement Over Messaging App Use | ThinkAdvisor
ThinkAdvisor· 6 hours agoOther financial firms have faced similar regulatory actions. In February, the SEC charged five broker-dealers, seven dually registered broker-dealers and investment ...
Credent Wealth Management attracts two new partner-advisors
InvestmentNews· 5 days agoCredent Wealth Management, a $2.5 billion AUM fee-only registered investment advisor firm...
Write the Best Annual Compliance Review Ever! | JD Supra
JD Supra· 22 hours agoMany chief compliance officers struggle every year with preparing the annual review required under Advisers Act Rule 206(4)-7. Under Rule 206(4)-7, federally registered < ...