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Financial institutions have 30 days to disclose breaches under new rules
Ars Technica· 5 days agoThe Securities and Exchange Commission (SEC) will require some financial institutions to disclose...
SEC: Data Breaches at Financial Institutions Must Be Reported in 30 Days
PYMNTS.com· 3 days agoThe Securities and Exchange Commission (SEC) adopted changes last week that require institutions to...
Gensler: Statement on Upcoming Implementation of T+1 - Traders Magazine
Traders Magazine· 5 hours agoShortening the settlement cycle also will help the markets because time is money and time is risk....
Crypto firms target custody market as institutional adoption grows
The Cointelegraph· 1 day agoFireblocks and Taurus are among crypto firms expanding services to meet institutional demand for digital assets storage.
[Webinar] AML/CFT Rules for Investment Advisers - June 12th, 9:30 am PT | JD Supra
JD Supra· 5 days agoOn 13 February 2024, the Financial Crimes Enforcement Network (FinCEN) issued a groundbreaking Notice of Proposed Rulemaking (NPRM) to combat illicit...
RIAs, BDs Must Tell Clients About Data Breaches: SEC | ThinkAdvisor
ThinkAdvisor· 6 days agoThe new amendments update the rules’ requirements for broker-dealers, investment companies, ...
JD Supra: Department of Labor Finalizes QPAM Exemption Amendment
JD Supra· 6 days agoQPAM “Registration” Requirement: Amended Section I(k) requires every manager seeking to rely on the exemption...
SEC.gov | SEC Adopts Rule Amendments to Regulation S-P to Enhance Protection of Customer Information
U.S. Securities and Exchange Commission· 6 days agoThe amendments update the rules’ requirements for broker-dealers (including funding portals), investment companies, registered
Bad News Is Back to Being Good News - Astoria Advisors on CNBC ETF Edge
ETF Trends· 2 days agoAt Astoria, we continually monitor trends to inform our investment strategies and provide clients...
SEC.gov | Statement on the Amendments to Regulation S-P: Privacy of Consumer Financial Information...
U.S. Securities and Exchange Commission· 6 days agoRegulation S-P is intended to provide customers and consumers with protections against threat actors who commit identity theft and other harms using personally identifiable information such ...
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