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Learn More About Oscar Lopez CFP in Laredo, TX.
US News & World Report· 1 day agoOscar Lopez is a financial advisor in Laredo, TX, and has earned his CFP. This professional designation is issued by the Certified Financial Planner...
Cetera’s Avantax Acquires $760 Million Affiliated Wealth Business
Barrons.com· 2 days agoAvantax offers two models for its advisor community. Independent financial professionals can...
Spectrum Investment Advisors Announces 2 Prestigious Awards
WFRV 5 Green Bay· 5 days agoThe Best and Brightest Companies to Work For® is proud to announce and honor the newest 2024 winning companies. Spectrum Investment Advisors is thrilled ...
SEC.gov | SEC Charges Investment Adviser Catalyst Capital Advisors LLC for Improperly Splitting...
U.S. Securities and Exchange Commission· 6 days agoThe Securities and Exchange Commission today announced settled charges against San Juan, Puerto Rico-based registered investment adviser Catalyst Capital ...
RIA custodian Altruist valued at over $1.5 bln in latest funding round
Reuters· 2 days agoAltruist said on Thursday it had raised fresh capital in a funding round that gave the custodian for registered investment advisors ( ...
Is it Time to Test Your Recordkeeping and Code of Ethics? | JD Supra
JD Supra· 4 days agoWashington D.C., April 3, 2024, the SEC announced charges against registered investment adviser Senvest Management LLC for widespread and longstanding failures ...
Week’s Best: You Got Your Tax Refund. Now What?
Barrons.com· 1 day agoInflation adjustments this tax season mean that many Americans could get larger refunds than they expected, so what should they do with the extra money?...
Michael S. Schwartz, CFP(R), AEP(R) Receives Forbes' Best-in-State Wealth Awards 2024 Recognition
Digital Journal· 3 days agoPRESS RELEASE Published May 1, 2024 ACCESSWIRE NEW YORK, NY / ACCESSWIRE / May 1, 2024 / Magnus Financial Group LLC, a registered investment advisory ...
Altruist Hits $1.5B Valuation After Latest Funding Round | ThinkAdvisor
ThinkAdvisor· 2 days agoAltruist, a custodian for independent registered investment advisors, has hit “unicorn” status, reaching a valuation over $1.5 billion ...
Texas Roadhouse Shares Eaten Up by Big Money
FX Empire via Yahoo Finance· 1 day agoDisclosure: the author holds no position in TXRH at the time of publication. If you are a Registered Investment Advisor (RIA) or a serious ...
