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SEC Fines Financial Advisor for Undisclosed Conflicts Related to Film-Production Company
Barrons.com· 1 day agoThe Securities and Exchange Commission alleges that Hudson Valley Wealth Management and its founder...
SEC and FinCEN Propose Customer Identification Program Requirements for Certain Investment Advisers...
JD Supra· 19 hours agoIn February 2024, the U.S. Department of the Treasury issued its 2024 Investment Adviser Risk Assessment, which explains that there are “several...
Alabama baseball in weather delay ahead of game two at Auburn
The Tuscaloosa News via Yahoo Sports· 3 hours agoAlabama baseball's second game against Auburn is in a weather delay. The No. 24 Crimson Tide (32-20,...
After House, Senate Votes To Revoke Contentious SEC Crypto Custody Bulletin
International Business Times· 15 hours agoThe Senate has passed a resolution overturning a rather controversial U.S. Securities and Exchange...
Recent SEC Rules and Guidance Impose New Obligations on SPACs and Reverse Mergers
The National Law Review· 2 days agoOn January 24, 2024, the US Securities and Exchange Commission (SEC) adopted final rules relating to...
Collective Tampering Has to Find Its Way Onto Agenda at SEC Meetings
Sports Illustrated· 1 day agoWith the release of the SEC basketball schedule minus dates and times, at least one item expected to...
SEC Baseball Power Rankings: The final stretch is now
USA Today· 15 hours agoIn the final weekend series before the conference tournament starts, almost every team is battling for seeding in Hoover. The question remains as to who will stop the Georgia Bulldogs. The Kentucky ...
SEC: Financial Orgs Have 30 Days To Send Data Breach Notifications - Slashdot
Slashdot· 6 hours agoAn anonymous reader quotes a report from BleepingComputer: The Securities and Exchange Commission (SEC) has adopted amendments to Regulation S-P that require certain financial ...
Target 7: Solar panel customers’ energy bills triple under new Southside Electric Cooperative rate
WDBJ 7 Roanoke· 4 hours agoA local utility company is changing how customers are billed for their electricity usage. While some...
SEC announces Texas men’s hoops opponents, sites for first season
KXAN via Yahoo Sports· 4 days agoThe SEC schedule makers were overall fairly kind to the Longhorns, not sending them into Rupp Arena...
