Search results
...Senate Approves Joint Resolution That Overturns SAB 121 - TheSEC Rule That Prevents Certain...
Crowdfund Insider· 3 hours agoFollowing approval in the House earlier this month, the US Senate has voted on and approved HJ Res....
SEC Says RIAs and Brokers Who Suffer Data Breaches Will Have to Tell Their Clients
Barrons.com· 3 hours agoThe Securities and Exchange Commission on Thursday announced amendments to Regulation S-P, the...
Gary Gensler's SEC tenure faces backlash from crypto community
TheStreet.com· 1 day agoCrypto advocates discussed the community's stance that the SEC has been aggressive in restricting the country's digital asset industry. During a recent discussion, Roundtable ...
Democratic Lawmakers Urge SEC Action on Greenwashing
The National Law Review· 8 hours agoOn May 13, 2024, a group of 21 Democratic Congressmen--4 Senators and 16 Representatives, as well as the D.C. Delegate--submitted a letter to SEC ...
SEC, Treasury Crime Unit Float Customer ID Rule for Advisors | ThinkAdvisor
ThinkAdvisor· 4 days agoThe proposed rule is intended to fight money laundering and the financing of terrorism, said SEC ...
SEC custody rule made crypto regulation a ‘political football’ — Rep. Nickel
The Cointelegraph· 20 hours agoIn a May 15 letter to Securities and Exchange Commission Chair Gary Gensler, Nickel, a Democrat, claimed the regulator ran contrary to its mission to protect ...
SEC.gov | Tina Diamantopoulos Named Regional Director of Chicago Office
U.S. Securities and Exchange Commission· 14 hours agoMs. Diamantopoulos is a 30-year veteran of the SEC and has held leadership roles in both the Division of Enforcement and the Division of Examinations. Since April 2022, she ...
Billionaire Mark Cuban Urges SEC to Emulate Japan's Crypto Strategy Amid Regulatory Challenges -...
EconoTimes· 4 days agoIn a revealing social media post, billionaire Mark Cuban called SEC Chairman Gary Gensler to...
SEC.gov | SEC Seeks Candidates for Small Business Capital Formation Advisory Committee
U.S. Securities and Exchange Commission· 3 days agoThe committee was established by the SEC Small Business Advocate Act of 2016. Consistent with statutory requirements, committee members represent a diverse spectrum of leaders ...
Trump became country's 'first crypto president' during first year in office, former CFTC regulator...
FOX Business· 1 day agoIn remarks made at a crypto policy summit held in Washington, D.C., on Wednesday, former Chairman of...