Search results
Top 5 SEC Enforcement Developments for April 2024 | JD Supra
JD Supra· 15 hours agoEach month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals. The SEC’s initial ...
Shadow Trading: How Far Can the SEC Expand the Insider Trading Prohibition? | New York Law Journal
Law.com· 6 days agoThe U.S. Securities and Exchange Commission’s (SEC) long and successful campaign against insider...
JD Supra: The SEC Secures Major Trial Victory... First ‘Shadow Trading’ Insider Trading Enforcement...
JD Supra· 4 days agoA jury found a former executive liable for insider trading in a first-of-its-kind U.S. Securities and Exchange Commission (SEC)-initiated insider ...
JD Supra: Out from the Shadows: The SEC Succeeds on Shadow Insider Trading Theory
JD Supra· 5 days agoThe Securities and Exchange Commission obtained a victory in a closely-watched trial when a jury found Matthew Panuwat liable for insider trading based on a “shadow trading ...
Applied Industrial Technologies VP sells shares worth over $127k By Investing.com
Investing.com· 18 minutes agoVasquez's transaction, which took place on May 20, 2024, was reported in a Form 4 filing with the...
Professor Coffee tackles the “shadow trading” theory | JD Supra
JD Supra· 2 days agoPanuwat. If, that is, the theory ever reaches the Supreme Court. In...district court in California determined that Matthew Panuwat was civilly liable for insider trading on ...
Bank7 Corp. VP Henry Litchfield trades $136,969 in stock By Investing.com
Investing.com· 20 hours ago(NASDAQ:BSVN), recently engaged in significant trading activity involving the bank's shares,...
Ivan Boesky, Convicted of Insider Trading in 1980s, Dies at 87
Bloomberg via Yahoo Finance· 1 day ago(Bloomberg) -- Ivan Boesky, who reached the pinnacle of fame and fortune as a high-flying Wall...
Former Accounting Manager of Pasadena Storage Business Sentenced to Prison for Insider Trading
Sierra Sun Times· 2 days agoLOS ANGELES, CA – A former employee at a publicly traded Pasadena-based company was sentenced on...
JD Supra: Inside(r) Scoop: The DOJ Struggles to Prosecute Insider Trading
JD Supra· 4 days agoAmidst the government’s ongoing efforts to combat insider trading, a recent dismissal of criminal charges for insider trading gives new insight into this ...