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SEC.gov | SEC Charges Microcap Issuer and CEO with Violations of the Antifraud Provisions for...
U.S. Securities and Exchange Commission· 5 days agoAccording to the SEC’s order, C-Bond improperly recognized and reported approximately $102,000 in revenue for an order that never left the control of C-Bond and was never ...
Trump Media dismisses auditor BF Borgers amid SEC fraud charges
Reuters· 7 days ago, opens new tab said it had replaced its auditor, BF Borgers, after the U.S. Securities and Exchange...
An Update to Climate Risk Disclosures Among the SEC, CA, and the EU: Navigating Next Steps | JD...
JD Supra· 6 days agoGiven the additional regulatory requirements for California, the EU’s Corporate Sustainability Reporting Directive (CSRD), the SEC’s 2010 guidance, and ...
AXA XL introduces new endorsement to help public companies address SEC cyber incident reporting...
WKRN Nashville· 6 days agoAXA XL unveiled a new cyber insurance endorsement providing public companies with dedicated coverage to address the costs associated with updated U.S. Securities and Exchange Commission (< ...
Surveying Disclosure Trends From the 2023 Reporting Season
The Wall Street Journal· 5 days agoThe Securities and Exchange Commission (SEC) encourages registrants to clearly disclose material...
Hedge Start: When Is SEC Registration Necessary?
The National Law Review· 6 days agoAn initial question faced by any manager launching a hedge fund is whether or not registration as an investment adviser with the U.S. Secutiries and...
AXA XL introduces new cyber insurance endorsement for US public companies
Life Insurance International via Yahoo Finance· 6 days agoThat is how long public companies have to meet proper disclosures requirements once they determine...
SEC Proxy Vote Reporting Rules Survive Fifth Circuit Challenge
Bloomberg Law· 2 days agoTexas and other Republican states that brought the challenge don’t have legal standing to seek review of the rules, the US Court of Appeals for the Fifth Circuit said in a Friday ruling. The ...
SEC investigating Boeing's statements on its safety practices, Bloomberg News reports
Reuters via Yahoo Finance· 3 days agoThe SEC will examine whether the planemaker or its executives misled investors in violation of the...
Robinhood Crypto gets Wells notice from US SEC
AOL· 7 days agoThe company said it received a so-called "Wells notice," which the SEC issues when it is planning to bring enforcement action against them. "We firmly believe that the assets ...
