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Several Regulators Re-Propose Rules to Curb Incentive Compensation at Financial Institutions | JD...
JD Supra· 6 days ago...National Credit Union Association (NCUA), Securities and Exchange Commission (SEC), and Board of Governors of the Federal Reserve System (the Fed) are tasked with jointly prescribing regulations that (1) prohibit incentive-based compensation at covered financial institutions that encourages...
Over 600 Financial Institutions Reveal Billions Invested in US Spot Bitcoin ETFs
CoinMarketCap via Yahoo Finance· 4 days agoOver 600 Financial Institutions Reveal Billions Invested in US Spot...More than 600 firms have...
Customer Identification Program Requirements for Investment Advisers | JD Supra
JD Supra· 5 days agoOn May 13, the Securities and Exchange Commission (SEC) and the US Department of the Treasury’s Financial ...
Laureate education director sells shares worth over $97,000 By Investing.com
Investing.com· 6 days agoThis sale has adjusted del Corro's direct holdings in the company to zero, as indicated by the Form...
FUNDamentals: Is the Joint FinCEN and SEC Proposal for Investment Adviser Customer Identification...
JD Supra· 4 days agoOn May 13, 2024, the U.S. Securities and Exchange Commission’s Division of Investment Management (“SEC”) and the U.S. Department of the Treasury’s...
SEC Says RIAs and Brokers Who Suffer Data Breaches Will Have to Tell Their Clients
Barrons.com· 4 days agoThe Securities and Exchange Commission on Thursday announced amendments to Regulation S-P, the...
Truist Financial Corp Sells 982 Shares of Interface, Inc. (NASDAQ:TILE)
ETF DAILY NEWS· 1 day agoThe fund owned 30,408 shares of the textile maker’s stock after selling 982 shares during the period. Truist Financial Corp owned approximately 0.05% of Interface worth $384,000 ...
Daily Financial Regulation Update -- Friday May 17, 2024 | JD Supra
JD Supra· 13 hours agoMay 16, 2024- The U.S. Department of the Treasury issued the 2024 National Strategy for Combatting Terrorist and Other Illicit Financing...
Jump Financial LLC Sells 188,640 Shares of Invesco Ltd. (NYSE:IVZ)
ETF DAILY NEWS· 23 hours ago(NYSE:IVZ – Free Report) by 81.9% in the 4th quarter, according to its most recent 13F filing with the Securities & Exchange Commission. The fund owned ...
First Financial Bankshares Announces Appointment of Sally Pope Davis to Board of Directors
FOX 4 Kansas City· 9 hours agoThe Board of Directors of First Financial Bankshares, Inc. (NASDAQ: FFIN) announced today the...