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Aptiv PLC (NYSE:APTV) Shares Purchased by Tokio Marine Asset Management Co. Ltd.
ETF DAILY NEWS· 16 hours agoTokio Marine Asset Management Co. Ltd. boosted its holdings in Aptiv PLC (NYSE:APTV – Free Report)...
Laboratory Co. of America Holdings (NYSE:LH) Shares Bought by Yousif Capital Management LLC
ETF DAILY NEWS· 13 hours agoYousif Capital Management LLC raised its stake in Laboratory Co. of America Holdings (NYSE:LH – Free Report) by 24.2% in the 4th quarter, according to its most recent Form 13F filing with the ...
Regulators Impose Extraordinary Fine Amounts in Recent Off-Channel Communications Enforcement...
JD Supra· 5 days agoThe Securities and Exchange Commission (“SEC”) and the Financial Industry Regulatory Authority (“FINRA”) have, in two separate recent settled enforcement actions involving off-channel communications ...
SEC.gov | Craig Allen
U.S. Securities and Exchange Commission· 5 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 25984 / April 24, 2024 Securities and Exchange Commission v. Craig Allen, No. 1:24-cv-01771-SDG (N.D. Ga. Filed April 24, 2024) ...
Franklin Templeton’s Ethereum ETF listed on DTCC, no guarantee of SEC approval
The Forex Market· 2 days agoFranklin Templeton has launched its Ethereum ETF coded as EZET, as seen on the DTCC website....
SEC introduces new cornerstone guidelines to boost investor participation in IPOs - BusinessWorld...
BusinessWorld· 3 days agoTHE Securities and Exchange Commission (SEC) has introduced new guidelines aimed at enhancing investor involvement in initial public offerings (IPOs) within the local market. Memorandum Circular ...
Large Pension Bets Big on AMD, Walmart, Peloton Stock. It Sold GM.
Barrons.com· 18 hours agoINSIDE SCOOP One of the largest pensions in the U.S. made major changes in its stock investments in...
SEC.gov | City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC,...
U.S. Securities and Exchange Commission· 2 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 25981 / April 22, 2024 Securities and Exchange Commission v. City of Rochester, New York, Rosiland Brooks-Harris, Capital Markets Advisors, LLC, Richard Ganci, and Richard Tortora, No.
This Week on Crypto Twitter: Bitcoin Runes Mania and More Ethereum Legal Drama - Decrypt
Decrypt· 15 hours agoCrypto Twitter this week was dominated by the industry’s new hottest topic, Bitcoin Runes—plus a...
SEC.gov | Choice Advisors, LLC and Matthias O’Meara
U.S. Securities and Exchange Commission· 2 days agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 25982 / April 22, 2024 Securities and Exchange Commission v. Choice Advisors, LLC and Matthias O’Meara, No. 3:21-cv-01669-JO-MSB (S.D. Cal. filed Sept. 23, 2021) Federal Court Grants
