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Robinhood’s SEC battle asks whether crypto is a security. The answer could change how we trade.
Market Watch· 8 hours agoThe way crypto is traded may be a factor in the debate over whether the digital asset is a security.
Barred Texas broker sold GPB fund without a license: SEC - InvestmentNews
InvestmentNews· 5 days agoA former longtime broker in Texas who ran a small investment fund that owned units of stuck-in-limbo...
SEC.gov | Mario E. Rivero
U.S. Securities and Exchange Commission· 10 hours agoU.S. SECURITIES AND EXCHANGE COMMISSION Litigation Release No. 25986 / April 29, 2024 Securities and Exchange Commission v. Mario E. Rivero, Civil Action No. 22-cv-01360 (D.N.J. filed Mar. 14 ...
Redfin agrees to pay $9.25M to settle real estate broker commission lawsuits - Maryland Daily Record
The Daily Record· 14 hours agoRedfin has agreed to pay $9.25 million to settle federal lawsuits that claim U.S. homeowners were saddled with artificially inflated broker commissions when they sold their ...
If it’s a rollover, it’s fiduciary
InvestmentNews· 13 hours agoIt has enormous implications for brokers – including insurance agents who sell annuities via rollovers – who before may not have had to comply with the...
Redfin agrees to pay $9.25 million to settle real estate broker commission lawsuits
San Francisco Chronicle· 1 day agoRedfin has agreed to pay $9.25 million to settle federal lawsuits that claim U.S. homeowners were...
Retirement security rule: DOL defines the new role (and limitations) of a fiduciary
BenefitsPRO· 13 hours agoLisa Gomez, head of the DoL's Employee Benefits Security Administration (EBSA) reiterated that the...
CBP document of alleged trade violations reveals claims about forced labor, national security issues
FedScoop· 8 hours agoTrade violation allegations about electronic products filed with Customs and Border Protection...
Analyst Report: MarketAxess Holdings Inc.
Morningstar Research via Yahoo Finance· 9 hours agoFounded in 2000, MarketAxess is a leading electronic fixed-income trading platform that connects broker/dealers and institutional investors. The company is primarily focused ...
Interactive Brokers Group, Inc. (NASDAQ:IBKR) Position Increased by Retirement Systems of Alabama
ETF DAILY NEWS· 5 days agoRetirement Systems of Alabama lifted its stake in Interactive Brokers Group, Inc. (NASDAQ:IBKR –...
