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...Trial Victory in Its First ‘Shadow Trading’ Insider Trading Enforcement Action – Securities and ...
JD Supra· 4 hours agoA jury found a former executive liable for insider trading in a first-of-its-kind U.S. Securities and Exchange < ...
FT Vest U.S. Equity Buffer ETF – December (BATS:FDEC) Shares Acquired by NBC Securities Inc.
ETF DAILY NEWS· 1 day agoNBC Securities Inc. increased its holdings in FT Vest U.S. Equity Buffer ETF – December (BATS:FDEC –...
NBC Securities Inc. Sells 253 Shares of FT Vest U.S. Equity Buffer ETF May (BATS:FMAY)
ETF DAILY NEWS· 12 hours agoNBC Securities Inc. trimmed its stake in FT Vest U.S. Equity Buffer ETF May (BATS:FMAY – Free Report) by 6.8% in the 4th quarter, according to the company ...
Inside Shein’s Public Relations Campaign to Rehab Its Image and Become a Publicly Traded Company
WWD via Yahoo Finance· 9 minutes agoS. retailers whose overseas shipments are subject to tariffs that can add between 8.5 percent to...
SEC: Financial orgs have 30 days to send data breach notifications
BleepingComputer· 3 hours agoThe Securities and Exchange Commission (SEC) has adopted amendments to Regulation S-P that require certain financial ...
Binance Gets Two Compliance Monitors in Settlements With U.S. Authorities
The Wall Street Journal· 2 hours agoConsultant Forensic Risk Alliance and law firm Sullivan & Cromwell have been selected as outside...
Senate Votes To Overturn Controversial SEC Crypto Rule, But Will Biden Veto It?
Benzinga· 1 day agoThe U.S. Senate joined the House of Representatives on Thursday in voting to overturn a policy...
FUNDamentals: Is the Joint FinCEN and SEC Proposal for Investment Adviser Customer Identification...
JD Supra· 13 hours agoOn May 13, 2024, the U.S. Securities and Exchange Commission’s Division of Investment ...
JD Supra: Inside(r) Scoop: The DOJ Struggles to Prosecute Insider Trading
JD Supra· 3 hours agoAmidst the government’s ongoing efforts to combat insider trading, a recent dismissal of criminal charges for insider trading gives new insight into this constantly...law.
World's largest futures exchange plans to launch bitcoin trading
TheStreet.com· 7 hours agoThe Chicago-based CME Group, the world's largest futures exchange, plans to offer spot bitcoin trading on its platform, according to the Financial Times ...
