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The New Fiduciary Rule (30): The One-Time Recommendation Definition | JD Supra
JD Supra· 2 days agoThe fiduciary regulation and exemptions will be effective on September 23, 2024, although compliance with some of the conditions in the exemptions will be further delayed. One of the claims ...
DOL Finalizes PTE 84-24 Amendments | JD Supra
JD Supra· 2 days agoOn April 25, 2024, the U.S. Department of Labor (“DOL”) published its much-anticipated final regulation on the definition of “fiduciary” under section 3(21)(a)(ii) of the ...
DOL’s fiduciary rule faces first legal challenge - InvestmentNews
InvestmentNews· 20 hours agoSeveral weeks after the DOL finalized its fiduciary rule, a contingent of critics have taken legal...
9 Best Retirement Plans for May 2024
GoBankingRates via AOL· 2 days agoPlanning for retirement is an important financial step, and you have plenty of options to choose from when selecting a retirement plan. Understanding how...
Fiduciary Rule Lawsuit Leans on Prior Court Rebuttal | PLANADVISER
PLANADVISER· 1 day agoThe first of what are expected to be multiple lawsuits seeking to strike down the Retirement Security Rule partly on the grounds that it is reprising a similar attempt from about a decade ago ...
Stifel CEO Finds Pleasant Surprises in Final DOL Fiduciary Rule | ThinkAdvisor
ThinkAdvisor· 5 days agoThe department posted a draft in October 2023 and published a final version of an investment advice...
DOL Expands Investment Advice Subject to Fiduciary Liability | JD Supra
JD Supra· 1 day agoFollowing previous failed attempts to expand the fiduciary liability of financial services providers, the DOL released a new rule that broadens the definition of “fiduciary ...
First Lawsuit Hits 401(k) Fiduciary Rule Opposed by Wall Street
Bloomberg Law· 2 days agoThe US Labor Department’s new fiduciary rule drew its first legal challenge on Thursday, when the Federation of Americans for Consumer Choice and five insurance industry plaintiffs sued the ...
DOL Fiduciary Rule Faces First Threat In The Courts
WealthManagement.com· 22 hours agoOpponents of the Labor Department’s newly finalized fiduciary rule fired their first volley to kill it in the courts this week, with a lawsuit filed in Texas. The plaintiffs include the Federation ...
Expect lawsuit against new DOL fiduciary rule, experts say
Pensions & Investments· 4 days agoThe department on April 23 finalized the Retirement Security Rule and related amended prohibited transaction exemptions. The biggest change concerns the definition of an investment ...
