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1. • 

     Jaffe Tilchin and 4 other firms disclose spot Bitcoin ETF investments during Q1

     CryptoSlate· 1 hour ago

     Jaffe Tilchin Investment Partners was one of several firms that disclosed investments in spot...

2. • 

     Cetera Beefs Up Advisory Solutions Team

     WealthManagement.com· 5 hours ago

     Cetera Financial Group, the independent broker/dealer network with more than $475 billion in assets under administration, has added four new executives...

3. • Exchange Traded Concepts to Close and Liquidate the BTD Capital Fund ETF (DIP)

     WKBN 27 Youngstown· 4 hours ago

     The Board of Trustees of ETF Series Solutions, upon a recommendation from Exchange Traded Concepts, LLC, the investment adviser to the BTD Capital Fund (the "Fund"), has determined ...

4. • 

     Investment Advisers Face Customer Vetting Requirements in Anti-Money-Laundering Push

     The Wall Street Journal· 3 days ago

     U.S. regulators took another step on Monday toward bolstering anti-money-laundering safeguards with...

5. • Customer Identification Program Requirements for Investment Advisers | JD Supra

     JD Supra· 17 hours ago

     The CIP Proposed...

6. • 

     Private Advisor Group LLC Has $1.54 Million Stake in AGNC Investment Corp. (NASDAQ:AGNC)

     ETF DAILY NEWS· 3 days ago

     The institutional investor owned 156,898 shares of the real estate investment trust’s stock after...

7. • 

     Go Ahead and Take a CIP: SEC and Treasury Department Propose New Regulations for Investment Advisors

     The National Law Review· 1 day ago

     ...Enforcement Network (FinCEN) jointly proposed rulemaking to implement section 326 of the Uniting...

8. • SEC.gov | SEC Staff Publishes New Investment Adviser Statistics Report

     U.S. Securities and Exchange Commission· 2 days ago

     The new report, which will be updated on an annual basis, is designed to give the public a view into the investment advisory industry, with insights into ...

9. • 

     Investment Advisers Face Customer Vetting Requirements in Anti-Money-Laundering Push

     The Wall Street Journal· 3 days ago

     U.S. regulators took another step on Monday toward bolstering anti-money-laundering safeguards with...

10. • 

      White House's Brainard says China's exports can undermine investments in US

      Reuters via Yahoo Finance· 8 hours ago

      White House National Economic Adviser Lael Brainard said on Thursday China's industrial capacity and...