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Schwab Names New Advisory Services Head | PLANADVISER
PLANADVISER· 57 minutes agoCharles Schwab announced an executive reshuffle Thursday including a new head of advisor services. Head of Adviser Services Bernie Clark will be taking an advisory ...
Crypto Custody for Advisors
CoinDesk via Yahoo Finance· 5 hours agoFinancial advisors seeking to navigate the crypto custody landscape must understand the full spectrum of crypto custody options, balancing innovation...
Most advisors still in the dark on direct indexing - InvestmentNews
InvestmentNews· 19 hours agoThe survey, conducted by RIA Channel among 631 advisors from various sectors including independent registered investment advisors, broker-dealers ...
SEC, FinCEN propose customer ID program for investment advisers
Compliance Week· 4 days agoThe CIPs would require RIAs and ERAs to establish risk-based procedures for...
Dow Jones Industrial Average Tops 40000 for the First Time
The Wall Street Journal· 4 hours ago“I do think there’s a bit of a reckoning coming for U.S. equity market valuations,” said Don...
Johnson Investment Counsel Inc. Buys Shares of 809 Equifax Inc. (NYSE:EFX)
ETF DAILY NEWS· 12 hours agoThe institutional investor purchased 809 shares of the credit services provider’s stock, valued at...
Lamar Advertising (NASDAQ:LAMR) Stock Holdings Lowered by Private Advisor Group LLC
ETF DAILY NEWS· 15 hours ago(NASDAQ:LAMR – Free Report) by 6.3% in the 4th quarter, according to its most recent disclosure with...
Dimensional Fund Advisors LP Has $196.90 Million Stock Position in W. P. Carey Inc. (NYSE:WPC)
ETF DAILY NEWS· 11 hours agoDimensional Fund Advisors LP boosted its holdings in shares of W. P. Carey Inc. (NYSE:WPC – Free Report) by 1.5% during the fourth quarter, according to the company in its ...
How I Tapped Advisor Feedback to Build a New Wealth Management Platform
Barrons.com· 6 hours agoThis T.S. Eliot quote comes to mind when I think back to when I first signed up to launch a tech...
US SEC updates customer data hacking rules for Wall Street
Reuters· 4 hours agoWall Street's top regulator on Thursday said it had updated rules to ensure investment companies and...
